Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00126

Full Text

aJf.1~ 9 r


SECURITIES AND EXCHANGE COMMISSION
Washington

REGISTRATION RECORD SECURITIES ACT :F 1933
(Trust Indenture Act of :13c.;


APRIL 21, 1941
INCLUDES
ANY STATEMENTS
EFFECTIVE
APRIL 20, 1941


INDEX

FILE NO. :S UER NAME
2-
3432 AMERICAN COATING MILLS INC

4696 AMERICAN SECURITIES SHARES

2690 BAGDAD COPPER CORPORATION

4636 OESPINA GOLD MINES LIMITED

4668 FINANCIAL SECURITY FUND INC

4700 FISCAL FUND INC

4540 FONTANA UNION WATER COMPANY

4674 GENERAL TELEPHONE CORPORATION

4713 GROUP SECURITIES INC

2734 NORTH SHORE GAS COMPANY AND
NORTH SHORE COKE & CHEMICAL CO

4741 NORTHERN NATURAL GAS COMPANY

4704 SOUTHLAND PAPER MILLS INC

4718 SOUTHWESTERN INVESTMENT COMPANY


FOR
IMMEDIATE
RELEASE


INSTRUCTIONS A HANDBOOK on registration procedure Illustrating the method used In reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statew;;.t
FACE facing sheets

PHOTOCOPIES The number of pages in each document filed with thie Coi!lsion is reported to faclltte
the placing of orders for photocopies. The Commission supplies plotncri ,s of any document, or any
part of any document, on public tllle Prices are 101 per page for the ii c 100 pages in s .ni
order, and 7i per page for each page over 100 pages. In orderlr.i, gLive ti number and isuer nae: of
registration statement.

IMPORTANT The Securities and Commission does not pass on the merits of or guarantee any
securities registered with it.


-----


"





W I n -- At_ AP\IL 21P 194
F lit i I I IE PRI CI PAL OFF C[ T IT LE PAGES FILED
FII u ,! S It;,lT-'t[ AOOITEOAT AMOUNT
IP SE I' IS U OF PROPOSED CASH JRAFIU Mo.
pR NCIP A E W A ITER DATE OFFERII 1111111
f ipRt R So Fl _____A TToo 10 0 OFFERING STATE- PET DI

I REGISTRATION STATEMENTS FILED

l7,I i I 1HFR NA I R AL GAS COM) PANY AR
0 o tA 1A NIE R RA BAY PRES
NATI IA AS ISTRI BH 1TOR
STE RICL AS IFI CA T I N OlF SE CUR CITIES


20 O PAR COMMON
BY UNIT T I LI GHT RAILWAYS CO
AND NORTH AMIR LT & PW CO
FOR AICCO NT OF AIOVE STOCKHOLDERS
BLYTH & CO INC AND
OTNEHS O BRF NAMED HY AMENDMENT

RF 1 STR Al N STATEiENT O IG FILED -


710 500




4 21 41


2 AMENDMENTS FILED

469 i A ERICA N SEC URITIES SHARES Al
ST LOU( I M0 LEWI S 1 THOMSON CHAIRMAN
LAST PR EVI O SLY RECORDED ITEM
AMENDMENT FILE ) 4

AMENDS TO DEFER EFFECTIVE DATE 4



46 H FI NA ,C I AL SECURE ITY FI NI I NC Al
IFNVER COLO CHARLES F SMITH PRESS
LAST PREVI OUSLY RECORDED ITEM
A M E N I M E N T FII D 4

uAMFNDS TO DEFER EFFECTIVE ATEA 4



4700 FIS Al FU N I NC Al
J J RSE CITY N J LEWIS T BEMAN PRESS
LAST P EV IUS Y RECOF OED ITEM
AMENDS TO IEFE E F ECTIVE DATE 4

M EN I0 M NT F I L (1 4
FACE I F S 19 20 4 26
PO S I) 0 F F I N G AS AM N I) E 0- 4
C PAR B TNEFICI AL SHARES
BANK STUC SERI ES AT MKT
I N SRANICE STOCK SERII S AT MKT 1



44 G' AL FT LF P I) COIF P 0 RP AT I N A2
1 YA H(K NY HAUI 0 V B I /ELL PRESS
LA T P I' V I tI S. RF C IIE I TEM
S1 IIIS II) I F F R EFF CTI V DATE 4

AMENDMENT F I IF 4
I TMS i t 17 21 23 24 25 27 28
3 3 i H EX A A 1 B 6 A F HI
H1A H2 H2A A 16A


4718


SO lTHW FS T EHR I INVESTMENT COMPANY A2
SA AIA L 0 TEXAS R EARL OKEF E R I ES
L A T PR'I V I US Y RECORDED ITEM
A M F Nf Mt N T F I L 1

A M F N DM N T F I L F 0)
t E, FU t NT FILED
SAC I EMS 5 6 10 16 17 24 27
38N 3 i I 45 FS CONS S PF'
PI P S D OFF FRIN AS AMFNI II
o1 20 C1M CONV NON PART PFO IP V
IN EXC H SHARE FOR SHAI FOR
1 2U CUM NON PART PI D NPV
TO BE PUBLICLY OFFiER AT 20 00
COMMON NPV
INCLUDE NG 16257 AUTHORIZED BUT
UNI SSUED SHS 155 TI EASIH R SHS
AND 52000 SHS TO BE ADI i 0 I Zt I
IF AS AND WHEN NEEDED
TO BE ISSUED IN CONV OF IPF
OR SOLD TO PUBLIC AT 12 50
TO IB RES FOR CONV OF PFO
IF LATER PUB LICLY OFFERED
TERMS BY POST EFF AMENOMNT
MAX NO OF SHARES


4 21 41


15 052
4 948






16 412


32 000


179 250
330 000


98 960





205 150


48


675


39 287





ISSUER --NAME F R M APRIL 21. 1941
FILE C ITY A D STATE PRINCIPAL OFFICER TITLE PAGES F
INDUSTRY CUITS REGISTERED ABGGREGATE AMOUNT
2 P U R P Poo E ISSo OF PROPOSED C ATN PRO
S PR N C RP L UN CUWN I T ENR DATE ST EXHIBITS
RE... 0 CTIO 0T000 00 00 OFFER


3 REGISTRATION STATEMENTS FULLY EFFECTIVE

4713 GROUP SECURITIES INC Al
JERSEY CITY NJ KENNETH S GASTON PRESS
INVESTMENT COMPANY
REGISTRATION STATEMENT ORIG FILED 3 2R 41 78 29 81
AMENDMENT FILED 4 14 41 12 30

AMENDMENT FILED 4 21 41 B 31
ITEMS 3 & 16 PR
R S EFFECTIVE 4 45 PM E S TIME ON 4 21 41
SAS OF 4 45 PM E S TIME 4 16 41

GROUP SECURITIES INC SHARES
AVIATION SHARES AT MARKET R5 000 193 250
FULLY ADMINISTERED SHS AT MKT 160 000 936 000
GENERAL BOND SHARES
FIRST AT 6 50 THEN AT MARKET 250 000 1 625 000
RAILROAD SHARES AT MARKET 700 000 2 051 000
RAILROAD EQUIPMENT SHS AT MKT 330 000 1 201 200
STEEL SHARES AT MARKET 500 000 2 560 000
FOR INVESTMENT
DISTRIBUTORS GROUP INC


4704 SOUTHLAND PAPER MILLS INC Al
LUFKIN TEXAS E L KURTH PRES
NEWSPRINT MFR & TIMBERLANDS OPERATE
REGISTRATION STATEMENT ORIG FILED 3 25 41 32 20 52
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED 4 18 41 6 23

R S EFFECTIVE 4 45 PM E S TIME ON 4 21 41
AS OF 4 45 PM E S TIME 4 13 41

1 20 CUM CONV PFD NPV 45 000
COMMON NPV 45 000
IN UNITS 1 OF EACH AT 20 00 45 000 900 000
COMMON NPV RES FOR CONVERSION 45 000
TOWARD DEBT CONSTR EQUIP WK CAP
NO UNDERWR ITER NAMED


6 SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)

4636 1ESPINA GOLD MINES LIMITED Al
MONTREAL QUEBEC JOHN D DIMON PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE 4 11 41 1

NOTICE APR 21 SETS HRNG WASHINGTON 5 5 41
RE ITEMS 3 5 14 15 27 28 29 31
32 33 36 39 THRU 45 47 51 52
FS AND PR

8 ANNUAL REPORTS FILED (MD FORMS)

3432 AMERICAN COATING MILLS INC A2
ANNUAL REPORT FILED MAR 10 AMENDED 4 21 41 7



2690 BAGDAD COPPER CORPORATION Al
ANNUAL REPORT ON FORM 1MD FILED 4 21 41 26



2734 NORTH SHORE GAS COMPANY AND
NORTH SHORE COKE & CHEMICAL CO A2
ANNUAL REPORT ON FORM 1MD FILED 4 21 41 85

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)

4540 FONTANA UNION WATER COMPANY A2
FONTANA CALIF A B MILLER PRESS
R S EFFECTIVE 4 30 PM E S TIME ON 11 8 40
PRICE REPORT PER RULE 970 FILED 11 12 40
PROSPECTUS PER RULE 80OB FILED 11 12 40 29

SUPPLEMENTAL PROSPECTUS MATL FILED 4 21 41 1
PRIN OFFICER PER ABOVE PROSPECTUS
R E BOYLE VP




UNIVERSITY OF Fl.ORiDA
I III II i i II II III I
3 1262 08740 8950