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Registration record, Securities Act of 1933
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Full Citation
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Permanent Link: http://ufdc.ufl.edu/AA00000590/00125
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00125

Full Text
S I 13 9q- '


SECURITIES AND EXCHANGE COMMISSION
F o Washington
I ME IATE 'MF I E : I A "1
Ri ELsE REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


INDEX

ISSUER NAME


AVIATION CAPITAL


AV I ACTION

GULFBOARD

HIGGINS I

HOUSTON L

INVESTORS

MONUMENT

NATIONAL

NAT IONAL

NATIONAL

ST JOSEPH


I INCORPORATED


CAPITAL INCORPORATED

OIL CORPORATION

INDUSTRIES INC

FIGHTING & POWER COMPANY

FUND INCORPORATED

L RADIO COMPANY VT

SECURITIES & RESEARCH C

SECURITIES & RESEARCH C

SECURITIES & RESEARCH C

RY L I GHT HEAT & POWER


FILE NO.
2-
2986

4172

2931

4726

2702

4292

4562

4689

4690

4691

3450

4505

4724

4725

4712


R COMPANY


INC


SOUTH PITTSBURGH WATE

SPOUSE REI TZ CO INC

STANDARD STOKER COMPA

STERLING ENGINE COMPA


ORP

ORP

ORP

CO


IiiTRUCTIOrE1 A HANDBOOK on registration procedure illustrating the method usea in reporting regis-
r.-rtic:r event:. Ind containing digests of the principal registration forms, may be obtained on request.

ABEPLVIATIO[' Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE I'A: in. sheets

PHI:TO.OlFIE'X ine number of pages In each document filed with the Commission is reported to facilitate
tnr placirLn if orders for photocopies. The Commission supplies photocopies of any document, or any
(art of anr:' document, on public file. Prices are 10 per page for the first 100 pages in any single
order and "I er page for each page over 100 pages. In ordering, give file number and issuer name of
re l;trrit !r :n r ement.

IIFOPTbT rTn S3ecurities and Exchange Commission does not pass on the merits of or guarantee any
ciurllr. ie reFr:rered with it.


...


L"





V,' ,. ~r T- p -- ----- PRI| 19. 1941


... . ...Ff SST 0 Of PEOPOSEO C m -t TA .aOu, P E
y AI i oIT DAE 4,_ ig E l


:N AMENDMENTS FILED -------MOUNT-PAES-FILE
S N ST r I rN A L
S* : ANS LI A J H iU I t PKE
SHE I t I REC(t RDi ) I T M
S t;S TO OFF HR FF TI ofVE ATE 16 41 1
SIN EANT FILt M 4 19 41 52 27 46
W F ORM A2 F CONS PR EX A7
4 G H 10 1A 11. 11 6 1 22


45(.' .0 A NI IAl R I4 O COMPANY VT Fl
L A 1. ; MI) L M II BRO iRNE E T AL
S' CT E 4 30 r M F II ME ON -
SiHOS FCTU PFR H RULF OOB F I L.
t NLEM AL PROSPECTUS MATL F ILF -

P I F I CTI V AMEDI MENT F I LF
I T MS 14 16 17 19 22 .3
r I EX A 1i



4735 STANDARD ST KER COMPANY INC A3
1NE YORK NY HAROLD i FARRINGTON PRES
RHE ST AT ON STATEMENT OR IG FILEl

ME;" MtNI F 1F D
FA(C FEE ITEMS 4 5 6 10 17 20
23 2i 3U 33 34 40 44 45 FS CONS
ANO PR


4712 'i E LI NE COMP ANY
AiSL F0 IS N F VA R
LART PRV 'FIUSl Y RFlC 0i ( 0 O If fF.
A !. 0 1.E II L 0m
'F ') EFL E E FECTIVF DATE


AfT i (; SI N ATU F S


A2
PRESS


3 --- REGISTRATION STATEMENTS




S F 1 I c E I NF ON


ii I IR IF 1< T S P IFISE i i 0 N
F Al c A VE II.T E-v ISA L I N
I 1-A I A 0|. E. 1 Il, F- ILE0D








SA VOIN COMMON Ai 100
t i AL CL SL OC HOLI S



T- I t VOHMENT OF NEW ST .RES
S NI S AT ON OF EXIST IC A IRES
AN FO N 0 K ING CAP ITA
I UNDEAI TI I T ER O
;4 P B I PAFT II CC L N I Y


!, F NI j ATI,0N OF F. l T I, OR S
lNtO UN E RAN I TE R


11
12
12

4







3

4








4
4

4



FULL




3
4

4


5 POST EFFECTIVE AMENDMENTS

INVEST RS FUND INCORPORATED C1
OR IGINALL FILE AS
INSURED INVESTORS INCORPORATED
KANSAS; CITY HO SIMPSON YEOMANS PRESS
SS EFFECT E 4 30 PM E S TIME ON 3
AMFN MEINT OF AR 8 1940 EFFECT VE 3
AM ENDUENT r J N 21 1940 EFFECTIVE 7
AM NFIMF T 0Fi" 12 1940 EFFECT VE 11
f l TOR NO EF 4

SM ENT OF APR 17 1941 EFFECT VE 4


8- ANNUAL REPOR-" FILED (MD

GU LFB AR OIL CORPORATION A1
ANN AL REPORT ON FORM 1MO FIL t 4



HOUSTON LIGHTING POWER COMPANY A2
ANNUAL REPORT ON FORM l D FILED 4


4


500 SO 000



3 500 350 000





EFFECTIVE





4 40
11 40
2 40
16 40
17 41

19 41

FORMS)


19 41 3


19 41




19 41


2702




3450


ST JOSEPH HY LICHT HEAT & POWER CO A2
ANNUAL REPORT ON FORM IMD FILED
PRIN OFFICER PER ABOVE REPORT
CHARLES A SEMRAO PRES


11 41 2
11 41 1

19 41 1



Y EFFECTIVE

I I I 1






APRIL 19. 1941
ISSUER NAME FORM I
FLE CITY AND STATE PRINCIPAL OFFICER TITLE PAGES FILED
FILE I INDUSTRY UNITS REGISTERED I AGGREGATE MOINT
110. SECURI-TY DESCRIPTION FB.I:_
- PU RP SE F ISSUE E OF PROPoDI rn1i.oi L,
iPR I F R PA UN O ER R RI T ER DATE 5 FERINC I7TE-. Ph Lp
R ECOR O OF A CTIC 1 0R


8 ANNUAL REPORTS Fl

4505 SOUTH PITTSBURGH WATER COMPANY
ANNUAL REPORT ON FORM 1MD FILED

9 SUPPLEMENTAL DATA (NOT FILE


LE

A2


-D L


2986










4172












4689










4690










4691


O (MD FORMS) Continued


4 19 41 26

AS PART OF REG, STATEMENT)



9 12 39
6 27 40 17

4 19 41







6 21 40
6 27 40 17


AVIATION CAP I TAL INCORPORATED Al
NEW YORK NY AUGUSTINE HEALY PRESS
AMENDMENT OF SEP 9 1939 EFFECT VE -
ANNUAL REPORT ON FORM 1MO FILED

EDITORS NOTE
PRIN OFFICER' PER SUPPL PR FILED
APR 19 1941 WITH R S 2-4172
JOHN D WARREN PRESS



AVIATION CAPITAL INCORPORATED A2
NEW YORK NY AUGUSTINE HEALY PRESS
AMENDS OF JUN 14 19 & 21 1940 EFF
ANNUAL REPORT FILED WITH RS 2-2986 -

PROSPECTUS PER SECTION 10B1 FILED
PER ABOVE PROSPECTUS
PRIN OFFICER JOHN D WARREN PRES
UNDERWRITING DATA
G H WALKER & CO AND
PERRIN WEST & WINSLOW INC



NATIONAL SECURITIES & RESEARCH CORP C1
NEW YORK NY H J SIMONSON JR PRESS
R S EFFECTIVE 4 45 PM E S TIME ON -
*AS OF 4 45 PM E S TIME -
RS DESIGNATED AS ANNUAL REPORT BY
FORM 2MD FILED WITH 2-1466 -

PRICE REPORT PER RULE 970 FILED
PROSPECTUS PER RULE 800B FILED -



NATIONAL SECURITIES & RESEARCH CORP Cl
NEW YORK NY H J SIMONSON JR PRES
R S EFFECTIVE 4 45 PM E S TIME ON -
AS OF 4 45 PM E S TIME -
RS DESIGNATED AS ANNUAL REPORT BY
FORM 2MD FILED WITH 2-3028 -

PRICE REPORT PER RULE 970 FILED
PROSPECTUS PER RULE OOB FI LED



NATIONAL SECURITIES & RESEARCH CORP Cl
NEW YORK NY H J SIMONSON JR PRES
R S EFFECTIVE 4 45 PM E S TIME ON -
AS OF 4 45 PM E S TIME -
RS DESIGNATED AS ANNUAL REPORT BY
FORM 2MD FILED WITH 2-1464

PRICE REPORT PER RULE 970 FILED
PROSPECTUS PER RULE 800B FILED




UNIVERSITY OF FLORIDA
I 3 2IIIIII 2 08III 74III 1 3752II
3 1262 08741 3752