<%BANNER%>

FDLP



Registration record, Securities Act of 1933
ALL VOLUMES CITATION THUMBNAILS PAGE IMAGE ZOOMABLE
Full Citation
STANDARD VIEW MARC VIEW
Permanent Link: http://ufdc.ufl.edu/AA00000590/00119
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00119

Full Text























INDEX

ISSUER NAME

BRAINARD STEEL CORPORATION

CORPORATE LEADERS OF AMERI CA INC

CORPORATE LEADERS OF AMERICA INC

DELTA AIR CORPORATION

GAR WOOD INDUSTRIES INC
LA CROSSE TELEPHONE CORPORATION

MID STATES SHOE CO

MOORE MCCORMACK LINES INC
PUBLIC SERVICE COMPANY OF NC INC

SOUTHWESTERN INVESTMENT COMPANY
SOUTHWESTERN INVESTMENT COMPANY


SECURITIES AND EXCHANGE COMMISSION
FOR Washington

RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933 ARCH 29 1941
(Trust Indenture Act of 1939)


FILE NO.
2-
4694

1777
3801

4573

4716
4717

4308

4715
4110

4495
4718


INSTRUCTIONS A HANDBOOK on registration procedure Illustrating the method used in reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets
PHOTOCOPIES The number of pages in each document filed with the Commission is reported to facilitate
the placing of orders for photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are o10 per page for the first 100 pages in any single
order, and 74 per page for each page over 100 pages. In ordering, give file number and issuer name of
registration statement.

IMPORTANT The Securities and Exchange Commission does not pass on the merits of or guarantee any
securities registered with it.


;E 1~ ~~:441 '4





i-- -- --- - U -- .---f-o-T--'" - uApr 29 1941
* m I '" i UT A P R I T I- L o r r ? c ( I T I L I PAGES FI
FILI t) yI F I LED
IT OI UNITS Ell BISITEI ID AORiAl AMOUNIT -_ OI)
o A Fl"| ooT ? rO IT ER DRE OFFERING STATE W I-no


I REGISTRATION STATEMENTS


4716









4717

















4715
















4718


456


3 29


FILED




000


41 74 30


GAR WOOD INDUSTRIES INC A2
DETROIT MICH GARFIELD A WOOD PRESS
MFR OF HYDRAULIC HOISTS ETC
1S PAR COMMON BY GARFIELD A WOOD
FOR ACCOUNT OF ABOVE STOCKHOLDERS
UNORWRTR TO BE NAMED BY AMENDMENT

REGISTRATION STATEMENT ORIG FILED -


LA CROSSE TELEPHONE CORPORATION A2
LA CROSSE WIS R A PHILLIPS PRESS
TELEPHONE COMPANY
810 PAR COMMON THRU UNDERWRITERS
BY MIDDLE WESTERN TELEPHONE CO
PART OF ABOVE STK TO BE
DONATED BY MIDDLE WESTERN TO
REGISTRANT WHO WILL RESELL
SUCH STOCK THRU UNDERWRITERS
UNDRWRTRS TO SELL 2406 SHS
TO CENTRAL ELEC & TEL CO
ISSUERS PART TO REDEEM 100 PAR
6PC CUMULATIVE PREFERRED
ALEX BROWN & SONS AND
OTHERS TO BE NAMED BY AMENDMENT

REGISTRATION STATEMENT ORIG FILED


MOORE MCCORMACK LINES INC A2
NEW YORK NY ALBERT V MOORE PRES
OCEAN STEAMSHIP LINES
100 PAR 55 CUM CONV PFD
CONV UNTIL DEC 31 1950
BY THREE STOCKHOLDERS
I$ PAR COMMON INCL SCRIP CTFS FR SHS
RES FOR CONVERSION
81 PAR COMMON
BY THREE STOCKHOLDERS
FOR ACCOUNT OF ABOVE STOCKHOLDERS
UNDRWRTR TO BE NAMED BY AMENDMENT
A C ALLYN AND CO INC ET AL
MAY BE UNDERWRITERS

REGISTRATION STATEMENT ORIG FILED


SOUTHWESTERN INVESTMENT COMPANY A2
AMARILLO TEXAS R EARL OKEEFE PRESS
LOAN AND DISCOUNT BUSINESS
*1 20 CUM CONV NON PART PFD NPV
AT 20 00
13802 SHS MAY BE ISSUED IN EXCH
ON SHARE FOR SHARE BASIS FOR
$1 20 CUM NON PART PFD NPV
COMMON NPV AT 12 50
INCLUDES 16257 AUTHORIZED BUT
UNISSUED SHS 155 TREASURY SHS
AND 32000 SHS TO BE AUTHORIZED
IF AS AND WHEN NEEDED
MAX OF 32000 SHARES MAY BE
ISSUED IN CONV OF ABOVE PFD
TO RETIRE ALL PFD & FOR WORK CAP
REPUBLIC INSURANCE COMPANY

REGISTRATION STATEMENT ORIG FILED


32 080










3 29 41







30 000

150 000

85 000




3 29 41






20 000


48 412








3 29 41


45


57 25 243


79 39 1063


AMENDMENTS FILED

BRAINARD STEEL CORPORATION A2
WARREN OHIO E T SPROULL PRES
REGISTRATION STATEMENT ORIG FILED
IN CLEVELAND 3

AMENDMENT FILED IN CLEVELAND 3
ITEMS 4 5 6 9 10 14 17 24 27 33
34 36 41 FS CONS PR EX G AND
EX HI THRU H4


SOUTHWESTERN INVESTMENT COMPANY A2
AMARILLO TEXAS R EARL OKEEFE PRESS
R S EFFECTIVE 4 30 PM E S TIME ON 10
PRICE REPORT PER RULE 970 FILED 10

POST EFFECTIVE AMENDMENT FILED 3
FACE AND ITEM 10
OFFERING DATA AS AMENDED 3
51 20 CUM NON PART PFD NPV
SOLD UNDER THIS R 8 AT 20 00
REMOVE FROM REGISTRATION
PER THIS AMENDMENT
COMMON NPV
SOLD UNDER THIS R S AT 12 50
REMOVED FROM REGISTRATION
PER THIS AMENDMENT


400 000


605 150


4495


2 40
22 40

29 41

29 41

7 623

6 198

960

16 412


152 460


12 000












7 WITHDRAWAL DATA

4110 PUBLIC SERVICE COMPANY OF NC INC A2
GASTONIA NC CHARLES B ZEIGLER PRESS
R S EFF UNDER NOTICE OF DEFICIENCY
4 30 PM E S TIME ON 12
AMENDS PROPOSED OFFERING DATE 1

R S WITHDRAWAL REQUEST FILED 3

8 ANNUAL REPORTS FILED (MD

1777 CORPORATE LEADERS OF AMERICA INC C1
ANNUAL REPORT ON FORM 2MD FILED 3


3801 CORPORATE LEADERS OF AMERICA INC Cl
ANNUAL REPORT FILED WITH RS 2-1777 3



4308 MID STATES SHOE CO A2
ANNUAL REPORT ON FORM 1MO FILED 3

9 SUPPLEMENTAL DATA (NOT FILED AS PART


4573


DELTA AIR CORPORATION A2
MONROE LA C E FAULK PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT OF FEB 28 1941 EFFECTIVE -

PRICE REPORT PER RULE 970 FILED -
SUPPLEMENTAL PROSPECTUS MATL FILED -


FORMS)


29 41 28


29 41 28



29 41 30

OF REG. STATEMENT)

I I I I




UNIVERSITY OF FLRCDA


3 1262 08741 3711