Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00114

Full Text

Sc J. /I E ,4


SECURITIES AND EXCHANGE COMMIS ION
Washington

REGISTRATION RECORD SECURITY" "'* 7 O 1933
(Trust Indenture Act of 1939)


FEBRUARY 14, 1 41


INDEX

ISSUER NAME


AME R I C A N T R U S TE F D F UH i) J

AMER ICAN TRU STEE F UN i)

ASSO C I A T E INVESTORS I C

THE A V I AT I O0 11 C R P R A T I O h

BIG HORN HINES INC

0 DAVENPORT WA T E C 0 PA NY

HEAT ELEMENTS INC

HOFF MANN LA R OCHE I NC

I NVESTME N T C COMPANY OF A M

I NVE STMENT C 0 R P OF N H TH

G C MURPHY COMPANY

G C UR P H Y COMPANY

NATURAL RESO URCES COR 1 P) H

PH )UDENT I A L PE RSONAL FI NA

PUBLIC F I NA N CE S SERVICE I


I NC

I NC


E k I C A

A E ICA R I CA
AMERICA





ATI o N

NCE CORP

N C


INSTRUCTIONS A HA!DBOOK on registration Frocedure illustrating the method used In reporting re1is-
tratlon events, and containing dijes of the irinclpal reg~tritlon fcrnms, miay be obtained on request.

ABBREVIATIONS Following are some of the .ore frequently used abtrev',. tlon:n

AMEND amendment FS financial statement
CONS consent PF ropectus
EX exhibits RS registration stateunciit
FACE facing heets

PHOTOCOIES The number of pages in each docent, flIed with the Co:il, on is reported to ficilitat
the Ipacing of orders for photocopies. The Cor ssion su.[lie, r.htoco' i of any docuieit, cr iny
6art of eny document, on Fubtic file. Frlc-. are Ic1 per page fr th; llrst I pages In iny sir.l'i
order, and 7- per page for each page over 1C ages. In ordering, give fle number and Issuer name of
registration statement.

IMPORTANT The Securities and Fxchange Commisslon doue not, ass on t he rerits of or :urantee any
securities registered with it.
-j


FOR
IMMED IAT[
RELEASi.


FILE NO.
2-
3691

38 50

4651

4652

4568

4 6 4 7

4662

4643

3907

3877

2943

4661

4480

4330

344 4


I




FEBRUARY 14. 1941
Ssu E f AME PANEA6FILF
C ITY A STATE PRINCIPAL OFFICER T 1 TL IE PAGES FILED
SL RR YN E Do ,rI" S T 0 0 0 0 0 0 0 0 0

C Io ooR OFF-EIl
C D WRITER A S T E00 DE 00 OFFER N T-S

REGISTRATION STATEMENTS FILED

I I I


46621


I I I I I


HEAT ELEMENTS I NC Al
BUFFALO NY FLOYD A KNOLL PRESS
MFH OF HEATING ELEMENTS ETC
81 PAR COMMON
BY ISSUER THRU UNDRWRS AT 6 00
TO BE GIVEN TO UNDERWRITERS BY
HERBERT K STROUD AS ADDL
COMPENSATE FOB RESALE AT 6 00
WTS FOR $1 PAR COMMON
TO UNDRWRS AS ADDL COMPENSATN
ANY WTS NOT EXERCISED MAY BE
PUBLICLY OFFERED AT MARKET
31 PAR COMMON
RES FOR WTS AT 6 00 TO 9 00
IF UNDRWRS EXERCISE WTS SHS
MAY HE PUBLICLY OFFER AT MKT
ESTIMATED TO BE SOLD AT APPROX
MINI MUMS OF 7 00 TO 10 00
ISSUERS PART FOR DEBT ADVANCE TO
SUBSIO FOR MACHY EQUIP a WK CAP
MCBRIDE MILLER & CO INC AND
MCKNEW & CO INC

REGISTRATION STATEMENT OR I FILED -



G C MURPHY COMPANY A2
MCKEESPORT PA W C SHAW PRESS
LIMITED PRICE VARIETY CHAIN STORES
COMMON NPV BY CERTAIN STOCKHOLDERS
FOR ACCOUNT OF ABOVE STOCKHOLDERS
SMITH BARNEY & CO AND
OTHERS TO RE NAMED BY AMENDMENT

REGISTRATION STATEMENT ORIG FILED -


300 000


30 000








250 000


50 000


5 000



25 000




25 000




a 14 41






52 500



2 14 41


AMENDMENTS FILED

ASSOCIATED INVESTORS INC Cl
KANSAS CITY MO SIMPSON YEOMANS PRESS
REGISTRATION STATEMENT ORIG FILED 1

AMENDS TO DEFER EFFECTIVE DATE 2


THE AVIATION CORPORATION A2
NEW YORK NY VICTOR EMANUEL PRESS
REGISTRATION STATEMENT ORIG FILED 2

AMENDMENT FILED 2
ITEMS 5 6 7 9 11 18 21 THRU 27
30 THRU 38 40 41 44 45 FS CONS
PR EX F4 Fll F18 THRU F53
F25 F26 F28 THRU F31 G1 A G2
EX F24 & F27 INCORPORATED BY REF


BIG HORN MINES INC
LOS ANGELES CALIF 0 M LUNDENE
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


DAVENPORT WATER COMPANY
DAVENPORT IOWA E A GEEHAN
LAST PREV I OUSLY RECORDED I TEM
AMENDMENT FILED

AMENDMENT FILED
ITEM 22 PR EX F


A01
PRES






A2
PRESS


HOFFMANN LA ROCHE INC A2
NUTLEY NJ ELMER H BOBST PRESS
REGISTRATION STATEMENT ORIG FILED -

AMENDMENT FILED
FA CE


PR H F NT I A P F 0 NAL FI NANCE CORP
6ALTIMOHF MH J L ROSENFIEL
F I ST H A I 0N TATEMNT EFF ECIIV
AS OF 4 30 PM E S
PORT EFFECT T VE AMENDMENT FILED

POS0 T F, T IT VF AMENDMENT FILED
EX I f I T A I


A
PRE
ON -
I ME -


421 27


46611


4651






4652


464 7








464 3







4 3 0




FEBRUARY 14, 1941
ISSUER NAME FOR
CITY AND STATE PRINCIPAL OFFICER TITLE PAGESFILED
ILE I D STR Y UNITS REGISTERED AGGREGATE AMOUNT T
2O. S CU RI E C T 0 O 000 000 000 OF PROPOSED CASH RATION PRO-
2 RC- C I TP UN D0 E W R T0I0 R 0 0 OFFERING STATE- ASPECTS
R OF A00 0 00

6 SUSPENSION DATA (INCLUDING HEARINGS ANNOUNCED)

4480 NATURAL RESOURCES CORPORATION S10
DALLAS TEXAS PAUL H GUNTHER PRESS
R S EFF BUT APPARENTLY DEF I CIENT
4 30 PM E S TIME ON 10 12 40
SEE REGISTRATION RECORD FOR 10 14 40
NOTICE OCT 19 SETS H RNG FORT WORTH 10 '0 40

STOP ORDER WITH OP I UNION I SSUIED 14 41
SEE RELEASE NO 2470

7 WITHDRAWAL DATA

3877 INVESTMENT CORP OF NORTH AMERICA A2
CHICAGO ILL J M DOROSHAW PRESS
STOP ORDER WITH OPINION ISSUED 7 11 39
SEE RELEASE NO 2009
R S WITHDRAWAL REQUEST
AND AFFIDAVIT FILFD 1 29 41 6

REGISTRATION STATEMENT WI T DRAWN 2 14 41

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)

3691 AMERICAN TRUSTEE FUNDS INC Cl
NEW YORK NY -IOHN C GOOD PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED 2 12 41 29

SUPPLEMENTAL PROSPECTUS MATL FILE 2 14 41 1


3850 AMERICAN TRUSTEE FUNDS INC Cl
NEW YORK NY JOHN C GOULD PRESS
LAST PREVIOUSLY RECORDED I TEM
PROSPECTUS PER SECTION 1081 FILED 2 14 41 20

SUPPLEMENTAL PROSPECTUS MATL F I L -- 2 14 41 1


2943 G C MURPHY COMPANY A2
MCKEESPORT PA J S MACK PRESS
REGISTRATION STATEMENT EFFECTIVE 3 28 37

ED ITORS NOTE 2 14 41
PRINCIPAL OFFICER PER R S 2-4661
F I LED FEB 14 1941
W C SHAW PRESS



3907 INVESTMENT COMPANY OF AMER I CA A
JERSEY C ITY NJ J B LOVELACE PRESS
LAST PREV IOUSLY RECORDED I TEM
SUPPLEMENTAL FINANCIAL DATA FILED 1 2H 41 8

PROSPECTUS PER SECTION 1081 FILED 2 14 41 28


3442 PUBLIC FINANCE SERVICE INC Ad
PHI LADELPHI A PA HARRY P MATTER PRESS
LAST PREV I OUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED 3 2 40 11

PROSPECTUS PER SECTION 1081 F I LED 2 14 41 11





UNIVERSITY OF FLORIDA


3 1262 08741 3919