<%BANNER%>

FDLP



Registration record, Securities Act of 1933
ALL VOLUMES CITATION THUMBNAILS PAGE IMAGE ZOOMABLE
Full Citation
STANDARD VIEW MARC VIEW
Permanent Link: http://ufdc.ufl.edu/AA00000590/00112
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00112

Full Text





SECURITIES AND EXCHANGE COMMISSION
FOR Washington
IMMEDIATE FEBRUARY 12, 19'1
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933 FEBRUARY 12 19
(Trust Indenture Act of 1939)


INDEX

FILE NO. ISSUER NAME
2-
3691 AMERICAN TRUSTEE FUNDS I NC

3850 AMERICAN TRUSTEE FUNDS INC

3777 AXE HOUGHTON FUND B INC

3706 REPUBLIC OF CUBA

4647 DAVENPORT WATER COMPANY

22-94 ADOLF GOBEL INC

4565 HAWA I IAN ELECTR I C COMPANY LIMITED

4481 HILTON DAVIS CHEMICAL CO

1197 INCOME FOUNDATION FUND INC

3933 INCOME FOUNDATION FUND INC

4451 INTERNATIONAL PAPER COMPANY
4642 LAPLANT CHOATE MANUFACTURE I N CO INC

4538 LA SALLE INDUSTRIAL F I NANCE CORP

4640 OHIO FINANCE COMPANY

22-102 PACIFIC GAS AND ELECTRIC COMPANY

4579 PANHANDLE EASTERN PIPE LINE CO

4056 PITTSBURGH FAIRFAX CORPORATION VT

4330 PRUDENTIAL PERSONAL F I NANCE CORP

4658 REPUBLIC STEEL CORPORATION

4632 SUPERVISED SHARES INC IOWA

4606 TEXAS FUND INC







INSTRUCTIONS A HANDBOOK on registration procedure illustrating the method used in reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets

PHOTOCOPIES The number of pages in each document filed with the Commission is reported to facilitate
the placing of orders for photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10 per page for the first 100 pages in any single
order, and 7( per page for each page over 100 pages. In ordering, give file number and issuer name of
registration statement.

IMPORTANT The Securities and Exchange Commission does not pass on the merits of or guarantee any
securities registered with it.




































Digitized by the Internet Archive
in 2012 with funding from
University of Florida, George A. Smathers Libraries with support from LYRASIS and the Sloan Foundation


http://www.archive.org/details/registrat194112unit





PART II TRUST INDENTURE DATA FEBRUARY 12. 1941
SIS SU ER N AME FORM PAGES FILED
FILE C I T Y A N T ATE PRI NCI PAL OFFICER TITLE DATE
10. I SECURITY Y DESCRIPTION II 00 00 D
22- RECORD OF ACTION IRMS EXISTS


NEW FILINGS
PACIFIC GAS AND ELECTRIC COMPANY
SAN FRANCISCO CALIF JAS B BLACK PRESS
X PC 1ST' & REF MTG
BONDS SERIES J DUE X

APPLIC FOR EXEMPTN PER SEC 304C
FILED IN SAN FRANCISCO -


REPUBLIC STEEL CORPORATION A2
CLEVELAND OHIO R J WYSOR PRES
X PC 1ST MTG SF BONDS 1961
X PC CONV SF DEBS DUE 1956

DATA RE 1961 ROUNDS INCLUDED
IN R S 2-4658 FILED -
FORM ST DATA
FORM T1 CHEMICAL RANK & TRUST
COMPANY NYC
FORM T2 HOWARD B SMITH
MONTCLAIR NJ
APPLICATION PER SECTION 310B1
DATA RE 1956 DEBS INCLUDED
IN R S 2-4658 FILED -
FORM ST DATA
FORM Ti CITY BANK FARMERS
TRUST CO NYC
APPLI CATION PER SECTION 31081


AMENDMENTS FILED


ADOLF GOBEL INC T3
BROOKLYN NY A E NELSON PRES
4 1-2 PC CONV SERIES A
DEBENTURES DUE 1946
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT TO APPLIC FOR EQUAL F I LED -

AMENDMENT TO APPLI C FOR EQUAL F ILED -
EX T3C2 T3D & T3E OF FORM T3


2 12 41








2 12 41






2 12 41




FEBRUARY 12. 1941
ISSUER AME FORM I
FILE C A ND STATE PRINCIPAL OFFICER TITLE UNIT FILES
FILE I ND U T UNITi REGISTERED AQGRESATE AlOUTT
NO.E C 0 0 0 0000 OF PROPOSED CASH ITIR to-

OPR NSOFIT OFFERIG 0 0 0

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)

3691 AMERICAN TRUSTEE FUNDS INC Cl
NEW YORK NY JOHN C GOLD PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED 1 21 41 28

PROSPECTUS PER SECTION IOB1 FILED 2 12 41 29


3850 AMERICAN TRUSTEE FUNDS INC Cl
NEW YORK NY JOHN C GOOLD PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED 1 17 41 18

PROSPECTUS PER SECTION 1081 FILED 2 12 41 20


3777 AXE HOUGHTON FUND B INC Al
JERSEY CITY NJ W L REHM PRESS
PROSPECTUS PER SECTION 10 1B FILED 10 a 40 35
ANNUAL REPORT ON FORM 1MO FILED 10 28 40 25

PROSPECTUS PER SECTION 10B1 FILED 2 12 41 15
UNDERWRITING DATA PER ABOVE PROSP
LEFFLER CORPORATION



4565 HAWAIIAN ELECTRIC COMPANY LIMITED A2
HONOLULU TH R A COOKE PRES
LAST PREV IOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED 1 28 41 42

PRICE REPORT PER RULE 970 FILED 2 12 41 1


4481 HILTON DAVIS CHEMICAL CO A2
CINCINNATI OHIO A B DAVIS PRES
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED 1 4 41 1

SUPPLEMENTAL PROSPECTUS MATL FILED 2 12 41 27


1197 INCOME FOUNDATION FUND INC Al
BALTIMORE MD DAVID W BARTON PRES
LAST PREV IOUSLY RECORDED ITEM
AMENDMENT OF JAN 18 1941 EFFECTIVE 2 4 41

PROSPECTUS PER SECTION 10B1 FILED 2 12 41 14



3933 INCOME FOUNDATION FUND INC C1
BALTIMORE MD DAVID W BARTON PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT OF JAN 1B 1941 EFFECTIVE 2 4 41

PROSPECTUS PER SECTION 1081 FILED 2 12 41 20



4538 LA SALLE INDUSTRIAL F I NANCE CORP A
CHICAGO ILL ELI I KLEI NMAN PRESS
LAST PREVIOUSLY RECORDED ITEM
PRICE REPORT PER RULE 970 FILED 11 16 40 2
PROSPECTUS PER RULE 8006 FILED 11 16 40 15

SUPPLEMENTAL PROSPECTUS MATL FILED 2 12 41 16


4640 OHIO FINANCE COMPANY A2
COLU B1 OH 0 CHARLES A WILD PRESS
H S EFFECT V 10 45 AM E S TIME ON 2 7 41

PROSPECTUS PER R LE t 0 FILED 2 12 41 39


7 P AN AN F EASTERN PIPE L I N C A 2
KAN )I S C TY MO JOF i) CREVELING PRESS
SA PREVI OUSL Y RECORDED I TE M
SR pE CTUS P R R1(E OOf FI LF -F 0 7 41 76

S j i L I'EN AL P H SPE; l C I) MAT f IED 12 4 1! 77



I I A F
i i NY Eot F AO'E ELT ET AL
A tI N 1C tAE

SrF R s f C I o N 1r N 1 fB tI 1 10 4 5




*IE- N AME FEBRUARY 12. 1941
FILE I NO U STREROA PAGES FILED
. CPAL OICR TTLE UITS R EAM
Ri CUR Y E C T 10 N 000 000 OU OF PROPOSED CASH TRATION PtO.
2-? "Ip ERWRI TER DATE OFFERING STAAlTE- EXIIST
D IOFco A oT o "cEO "00 00 00 M ET


2 AMENDMENTS

DAVENPORT WATER COMPANY A2
DAVENPORT IOWA E A GEEHAN PRES
REGISTRATION STATEMENT ORIG FILED

AMENDMENT FILED
FACE FEE ITEMS 5 6 7 8 10 14
17 21 23 24 25 27 28 FS CONS PR
EX A2 A3 A5 F G AND H
PROPOSED OFFERING AS AMENDED
AFTER RECLASSIFICATION OF SECURITIES
8100 PAR 5PC CUM PFD AT 105


4647












4451











4330






























4632








4606


A2
PRESS


PRUDENTIAL PERSONAL FINANCE CORP A2
BALTIMORE MD J L ROSENFIELD PRES
REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E S TIME -
SUPPLEMENTAL PROSPECTUS MATL FILED -

POST EFFECTIVE AMENDMENT FILED
FACE ITEMS 5 6 9 10 13 14 22
23 24 25 27 38 39 45 FS CONS
PR AND EX A
PROPOSED OFFERING AS AMENDED
6PC 25YR CONV DEB
BONDS SERIES B 1965 AT 100
CONV BETWEEN JAN 15 1944 AND
JAN 15 1945 INTO CL A COM NPV
SOLD UNDER THIS R S
THRU W W HENRY AND CO
TO BE OFFERED THRU
REICHART DEWITT & CO INC
CLASS A COMMON NPV AT 15 00
SOLO UNDER THIS R S
THRU W W HENRY AND COMPANY
TO BE OFFERED
THRU REICHART DEWITT & CO INC
UNDERWRITING DATA AS AMENDED
RE SOLD SECURITIES
W W HENRY AND COMPANY
RE SECURITIES TO BE SOLD
REICHART DEWITT & CO INC


SUPERVISED SHARES
DES MOINES IOWA
LAST PREVIOUSLY
AMENDMENT FILED

AMENDMENT FILED
PROSPECTUS



TEXAS FUND INC
DALLAS TEXAS
LAST PREVIOUSLY
AMENDS TO DEFER

AMENDS TO DEFER


INC IOWA A2
T C HENDERSON PRES
RECORDED ITEM


C L MORUZZI
RECORDED ITEM
EFFECTIVE DATE

EFFECTIVE DATE


Cl
PRESS


3 REGISTRATION STATEMENTS

4642 LAPLANT CHOATE MANUFACTURING CO INC A2
CEDAR RAPIDS IOWA R E CHOATE PRES
MFR OF EARTH MOVING EQUIPMENT
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED

R S EFFECTIVE 4 30 PM E S TIME ON -

AFTER RECLASSIFICATION OF SECURITIES
10 PAR $1 CUM CONV PFD AT 20 00
WTS FOR 55 PAR COMMON
TO UNDRWRS AS ADDL COMPENSATION
MAY BE OFFERED AT 50C OR MKT
55 PAR COMMON
RES FOR CONVERSION
RES FOR WARRANTS AT 12 50
IF WTS EXERCISED BY UNDRWRTRS
SHS MAY BE OFFERED BY THEM TO
PUBLIC AT 13 00 OR MARKET
FOR CONSTRUCTION EQUIPMENT TO
RETIRE SERIAL NOTES & FOR WK CAP
SCHRODER ROCKEFELLER & CO INC
ET AL


FILED


2 12

7





1 27

2 12

2 12
$ 250


2 12 41


600

249 400


20
16 980
2 12 41


2

2






1

2

FULL




1
2

2


28 41

12 41

Y EFFECTIVE


37 500


10 000

60 000



10 000


735 000


600

249 400


300
254 700


Continued


54 27 210

40 27 32


1

1






64 29
19 27




750 000


5 000


130 000


INTERNATIONAL PAPER COMPANY
NEW YORK NY R J CULLEN
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDMENT FILED
FACE AND FEE
PROPOSED OFFERING AS AMENDED
X PC 1ST MTG BONDS 1955






ISSUER NAME FOR
CITY A ND STATE PRINCIPAL OFFICER TITLE
FILE I USTR Y
NO. SE C U R I DESCRI P T
2 PUR S F ISS UE
I R I N L UI S DERWRITER
RE COR OF CT ION

REGISTRATION STATE


FEBRUARY 12. 1941
PAGES FILED
UNITS REGISTERED AGGREGATE AMOUNT
000 000 000 OF PROPOSED CASH RT PRO.-

00 00 00 HMi

MENTS FILED UNIVERSITY OF FLORIDA


3 1262 08741 3018

$65 000 000
$25 000 000







2 12 41 195 74 1380

FILED

6 22. 38

2 12 41

2 1 41


46bH REPUBLIC STEEL CORPORATION A2
CLEVELAND OHI 0 R J WYSOR PRESS
STEEL MANUFACTURER
X PC 1ST ITG SF BONDS 1961
X PC CONV SF DEBS DUE 1956
COMMON NPV
RES F OR CONV N OF SHS UNKNOWN
TOWARD FUNDED DEBT OF REGISTRANT
AND SUBSI I ARY & FOR WORKING CAP
DILLON REAl) & CO ET AL
SEF 22-101 E TRY HF TR INDENTR DATA

RE IST RATION STATEMEIIT R IG FIL E -

2 AMENDMENTS

I706 REPIHL IC OF CUBA SCH B
H S EFFECfrlVF AS OF JUN 10 1938 ON -

PO T F FECTIVE AMEN HENT FILED
I TE 9
P R)POSE I OFFER ING AS AMENDEDD
4 1-2 PC EXTERNAL DEBT
HONDS 1937-1977
IN EXCIIANGE FOR
$ 6700 PRIN AMT PUBLIC WKS
5 1-2 PC SERIAL CTFS 1933
WITH UNPAID INTEREST
$40000000 PRIN AMT PUB WORKS
5 1-2 PC SF G BDS 1945
WITh UNPAID INTEREST
S$20000000 PRIN AMT
5 1- PC DEF PAYMT WORK CTFS
WI TH UNPA I I NT & COMMSSNS
IN EXCHANGE TOGETHER WITH
$4379600 PRINCIPAL AMOUNT
4 1-2 PC EXTERNAL DFRT BONDS
DUE 1941--1' 5 FOR
$9818300 PRIN AMT TREASURY
5 1-2 PC SF G NTS 1935 & INT
AND FOR 1096735 PRIN AMOUNT
TREASURY NTS 1932-1935 & INT
HELD HY WARREN HROTHERS CO
IN EXCHANGE 10GETHER WITH
$4244HOO PRINCIPAL AMOIINT
4 1-2, PC EXTERNAL DEF T BONDS
I)UF 1941-19 55 FOR TREASURY
5 1-2 PC SF G NTS 1935 UR
THEAS NOTES DUE 1933-1935
AND I T ANDI AMOUNTS LESS
THAN 100 PRIN AMT BOS TO BE
UI SREGARI)EI) PER ITEMI 9
FOR CANCELLAT ION O F INDEbTONESS
S5)71088 PR I N AMT 1)I E
UNI TEO RYS. OF HAVANA AND
REGLA WAREHOUSES LTI
$18024 PRIN AMT DUE
CI A CUBAN A E INTERNATIONAL
1)E FXPRESOS Y TRANSPORTED
$25406 PRIN AMT DUE
HAVANA TERMINAL R I) CO
$I 01 1PRI N A NT DUE
MATAN7AS TERI I NAL RU CO
.517556 PR I N AI.T 1)UE
THE CUBAN HAI L HI1AI) COMPANY
$111 6722 P I N A T T I) EF
C M P NIA F L OS
F R OCA ,111 L S DEL
N OI T E (IE C B A
$1 6 0 3 PRIN AMT DUE
CO4IMPANI A H RSItEY CUIBAII
RAIl WAY COMPANY
s t59 PR I A M T 0 0 F
S11 H P A N I A H I I S IH E Y T E R H N L HR
$1 7l '1 7 P HI N AMT f 0 F
fi f, ANI A F f HR C A R R I L
1;IANT ANAN h AN IE w 1S E R
1 t7 7 7 2 P R I 14 A f! T 0 0 1
C 0 I P A N 1 A ; F p V I C I ( %
II) A U T 0 ; S A
$1 a 7 4 l It N AT 111) I
iI II i I o ; ) f C A I A ; I Y
1 4 1 A I PRIA N AI li I


S A N A N I



1 i A I i *

I A i 0i V C I A I S
IAI I
I A II
i ^ ^ .1 '> r ^ i 'i ~i u f iv i 1 i N r si


$44 000 000


$20 000 000








s 4 323 300








$ 4 232 300



$ 3 071 000


S 18 000

$ 25 400

$ 1 00

S 5 517 500



$ 1 116 700


186 900

39 900


136 H00


1 6


I 1 "I1 I)


953 700