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Registration record, Securities Act of 1933
ALL VOLUMES CITATION THUMBNAILS PAGE IMAGE ZOOMABLE
Full Citation
STANDARD VIEW MARC VIEW
Permanent Link: http://ufdc.ufl.edu/AA00000590/00106
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00106

Full Text
6E / J/ -'/ 3


INDEX

FILE NO. ISSUER NAME
2-
1968 ADMINISTRATIVE CORPORATION
1903 AXE HOUGHTON FUND INC
2639 DIVERSIFIED INVESTMENT FUND INC

4637 FOOTE BROS GEAR AND MACHI NE CORP

22-93 GENERAL AMERICAN INVESTORS CO INC
4648 THE GEORGETOWN CORPORATION

3677 INVESTMENT CORP OF NORTH AMERICA

4232 JOY MANUFACTURING COMPANY

4634 LAKE SUPERIOR DISTRICT POWER CO

4579 PANHANDLE EASTERN PIPE LINE CO

4618 PHILLIPS PETROLEUM COMPANY
4638 WISCONSIN PUBLIC SERVICE CORP


SECURITIES AND EXCHANGE COMMISSION
FOR Washington
IMMEDIATE JANUARY 29, 1941
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


INSTRUCTIONS A HANDBOOK on registration procedure illustrating the method used in reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets
PHOTOCOPIES The number of pages in each document filed with the Commission is reported to facilitate
the placing of orders for photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10( per page for the first 100 pages In any single
order, and 7( per page for each page over 100 pages. In ordering, give file number and issuer name of
registration statement.

IMPORTANT The Securities and Fxcriri n.: Commission does not pass on the merits of or guarantee any
securities registered with it.





ISSUER NAME FOR JANUARY 29 1941
FILE CITY D STATE PRINCIPAL OFFICER TITLE PAGES F LED
FILE N0U S TRaYT UNITS REGISTERED AGGREGATE AMOUNT
2.. S C: Dp E CRIT OR 000 000 000 OFOOSED AK O.
I P R I RE R I T E T R DATE OFFERING STATE- SCTIS E
RE C0 RD So A CTI1" ON 00 00 00 "Orr

I REGISTRATION STATEMENTS FILED

*648 THE GEORGETOWN CORPORATION Al
WASHINGTON DC F J WARD PRESS
OPERATE RESIDENTIAL APARTMENT HOTEL
81 PAR COMMON
TO BE OFFERED AT 1 00 15 000 15 000
TO BE OPTIONED TO PURCHASERS OF
ABOVE 15000 SHS FOR PUR ON OR
BEFORE DEC 31 1943 AT 1 00 15 000 15 000
11 PAR COMMON 50 000
10 PAR 5PC CUM PFD 20 000
BOTH TO BE OFFERED IN UNITS OF
20 SHS COM & 8 SHS PFO AT 100 2 500 250 000
THIS OFFER TO BE MADE AFTER
ABOVE OFFER OF 15000 SHS COM
TO REPAY CONSTRUCTION LOANS FOR
REAL ESTATE EQUIPMENT a WORK CAP
NO UNDERWRITER NAMED

REGISTRATION STATEMENT ORI FILED 1 29 41 51 76 14


AMENDMENTS FILED


46371











4634


FOOTE BROS GEAR AND MACHINE CORP A2
CHICAGO ILL WILLIAM A BARR PRESS
REGISTRATION STATEMENT ORIG FILED -

AMENDMENT F LED
FACE FEE ITEMS 10 16 21 25 33
34 35 36 41 FS CONS PR EX F G1
G2 H1 AND 13
PROPOSED OFFERING AS AMENDED
60C CUM CONV PFD NPV AT 10 50
12 PAR COMMON RES FOR CONVERSION


LAKE SUPERIOR DISTRI CT POWER CO A2
ASHLAND WIS W J HODGKINS PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT F I LED

AMENDMENT F ILED
ITEMS 4 5 6 8 10 17 21 23 25 30
32 41 FS CONS PR EX A2 F G 112
EDITORS NOTE
REVIEW OF ORIG R S INDICATES
OFFERING UATA SHOULD HAVE READ
AFTER RECLASSIFIC ACTION OF SFCURI TIES
5100 PAR 5PC CUM PFD
F FIRST IN EXCH SH FOR SH FOR
$100 PAR 7PC CUM PFD
$100 PAR 6PC CUM PFO
UINEXCHO TO PUB THRU UNDRS


1 29 41
100 000
100 000


1 29 41




25 016
9 984


1 050 000


3 REGISTRATION STATEMENTS FULLY EFFECTIVE


134

33










10

29


PANHANDLE EASTERN PIPE LINE CO A2
KANSAS CITY MO JOE O CREVELING PRESS
PRODUCTION & SALE OF NATURAL GAS
REGISTRATION STATEMENT ORIG FILED -
LAS1 PREVIOUSLY RECORDED ITEM
AMENDMENT F I LE

AMENDMENT F I LED
ITEMS 24 A 27 PR EX F
R S EFFECTIVE 4 30 PM E S TIME ON -
APPLICATION GRANTED
SEE 22-69 ENTRY RE TR INDENTR DATA

PROPOSED OFFERING AS AMENDED
3PC 1ST MTG 4 1ST LIEN
BONDS SERIES B 1960 AT 102
TOWARD R. 0 OF 4PC 1ST MTG & 1ST
LIEN BUS SERIES A 1952 ANO WK CAP
KUHN LOEB & CO ET AL


1 29 41

$12 000 000


12 240 000


5 POST EFFECTIVE AMENDMENTS EFFECTIVE

1 9 6 A MI NI STRATIVE CORP ORATI ON C1
.IF SEY C I TY NJ FRANK BRYANT PRESS
q EFFECTIVE AS OF APR 14 1936 ON 5 2 36
AMENDS OF OCT 15 & NOV 20 1936 EFF 11 28 36
AMENDS OF MAN 4 & 25 1937 EF F 4 3 37
AMtNI)MFNT OF AUG 12 1937 EFFECTIVE 8 19 37
AMENDMENTS OF JAN 20 AND
FER 9 & 28 1938 EFFECTIVE 3 11 38
AMEND M t OF F L 1 1939 EFFECTIVE 3 7 39
AMENDME T )F F C 21 1939 EFFECTIVE 1 22 40
AMt NOME NTS OF FEB 19 & 26 1940 EFF 3 2 40
AMENOM NT OF NOV 21 1940 EFFECTIVE 12 28 40

AMENOME 4t OF AN 24 1941 EFFECTIVE 1 29 41


4579


1




JANUARY 29, 1941
SSUER NAME FORM
FILE CITY A 0 STATE PRINCIPAL OFFICER TITLE PAGES FILED
S 0I OSTR I UNITS REGISTERED AGGREGATE AMOUNT RE
0O. SECURi R DE~CRi P TON 000D 000 000TPOECSI
OFFERING $ TATE- SPTMT
Ri.D00 00 ; T1 00 I ,


5 POST EFFECTIVE AMENDMENTS

1903 AXE HOUGHTON FUND INC Al
ORIGINALLY FILED AS
ADMINISTERED FUND SECOND INC
JERSEY CITY NJ W LANE REHM PRESS
REGISTRATION STATEMENT EFFECTIVE 3
AMENDMENT OF MAR 11 1938 EFFECTIVE 3
AMENDMENT OF MAY 12 1938 EFFECTIVE 5
AMENDMENT OF NOV 10 1939 EFFECTIVE 11
PROSPECTUS PER SECTION 10B1 FILED 1

AMENDMENT OF NOV 22 1940 WITHDRAWN 1
AMENDS OF JAN 9 11 & 24 1941 EFF 1

7 WITHDRAWAL DATA

3877 INVESTMENT CORP OF NORTH AMERICA A2
CHICAGO ILL J M DOROSHAW PRESS
STOP ORDER WITH OPINION ISSUED 7
SEE RELEASE NO 2009

R S WITHDRAWAL REQUEST
AND AFFIDAVIT FILED 1

8 ANNUAL REPORTS FILED (MD


2639 DIVERSIFIED INVESTMENT FUND INC
ANNUAL REPORT ON FORM 1MD FILED


4232 JOY MANUFACTURING COMPANY
ANNUAL REPORT ON FORM 1MD FILED


1



1


9 SUPPLEMENTAL DATA (NOT FILED AS PART

4618 PHILLIPS PETROLEUM COMPANY A2
NEW YORK NY K S ADAMS PRES
R S EFFECTIVE 10 35 AM E S TIME ON 1
AMENDMENT OF JAN 24 1941 EFFECTIVE 1

SUPPLEMENTAL PROSPECTUS MATL FILED 1


EFFECTIVE Continued


11 39


29 41 6

FORMS)


29 41 26



29 4 1 37

OF REG. STATEMENT)



4 41
24 41

29 41 53


OTHER ACTIONS


4638 WISCONSIN PUBLIC SERVICE CORP A2
MILWAUKEE WISC J P PULLIAM PRES
REGISTRATION STATEMENT ORIG FILED 1

APPLICATION FILED 1
SEE 22-96 ENTRY RE TR INDENTR DATA

PART II TRUST INDENTU
S I S S U E R N A M E FORM
FILE CIT A ND STATE P IICIPAL OFFICER TITLE
1. ISECU RIT DESCRIPTION 00
22- IlRECORD OF ACTION


18 41 136 57 670

29 41 2


RE DATA
DATE PAGES FILED
0 0FORMSDATE EiIi
00 00 FORMS EHHBIT


AMENDMENTS FILED


93 GENERAL AMERICAN INVESTORS CO INC T3
NEW YORK NY FRANK ALTSCHUL PRES
3 1-2 PC DEBENTURES 1952
LAST PREV IOUSLY RECORDED ITEM
AMENDMENT TO APPLIC FOR EQUAL FILED -

AMENDMENT TO APPLIC FOR DUAL FILED -
EX T3C OF FORM T3

OTHER ACTIONS

69 PANHANDLE EASTERN PIPE LINE CO A2
KANSAS CITY MO JOE D CREVELING PRES
3PC 1ST MTG & 1ST LIEN
BONDS SERIES B 1960

APPLICATION PER SECTION 31081
FILED NOV 18 1940 GRANTED -


96 WISCONSIN PUBLIC SERVICE CORP A2
MILWAUKEE WISC J P PULLIAM PRES
3 1-4 PC 1ST MTG BOS 1971

DATA FILED WITH R S 2-4638
APPLICATION PER SECTION 31081


1 29 41






1 29 41





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