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Registration record, Securities Act of 1933
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Full Citation
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Permanent Link: http://ufdc.ufl.edu/AA00000590/00105
 Material Information
Title: Registration record, Securities Act of 1933
Portion of title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description: v. : ; 28 cm.
Language: English
Creator: United States -- Securities and Exchange Commission
United States
Publisher: Securities and Exchange Commission
Place of Publication: Washington, D.C
Creation Date: December 1940
 Subjects
Subjects / Keywords: Securities -- Periodicals -- United States   ( lcsh )
Genre: federal government publication   ( marcgt )
periodical   ( marcgt )
 Notes
Dates or Sequential Designation: Ceased with: June 27, 1952.
General Note: Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note: Description based on: May 8, 1937; title from cover.
 Record Information
Source Institution: University of Florida
Rights Management: All rights reserved by the source institution and holding location.
Resource Identifier: oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification: lcc - HG4909 .A47
System ID: AA00000590:00105

Full Text
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T I


SECURITIES AND EXCHANGE COMMISSION
Washington

REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


JANUARY 28, 1941


I ILtL '


DAVENPORT WATER

FRONTIER REF I NI N

HAWAI I AN ELE CTR I

HAYES MANUFACTUH

HOFFMANN LA ROCH

INVE TMENT C ( P A

LIBBY MCNEI LL &

LUZERNE COUNTY G

REPUBLIC OF PANA

SHELL UNION OIL

TEXAS FUND INC

TEXAS SOUTHWEST

TRUST FUNDS INC

TRUST FUNDS INC

UNITED RESOURCES


COMPANY

G COMPANY

C COMPANY LI I TED

I NG CORPO RAT ION


E INC

NY OF


MER I C A


LIBBY

AS & ELECIR

MA

CORPORATION


IC CORP


F i.-t _N-J
2-
4647

4630

4565

4619

4643

3907

4635

4623

4295

4633

4606

4646

4644

4645

4631


INSTRUCTIONS A HANDBOOK on registration procedure illustrating the method used in reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets

PHOTOCOPIES The number of pages in each document filed with the Commission is reported to facilitate
the placing of orders for photocopies. 'he Commission supplles phoocopies of any document, or any
part of any document, on public file. Prices are 10q per page for the first I10 pages in any slinle
order, and 71 per page for each page over 100 pages. In ordering, give file number and issuir name of
registration statement.

IMPORTANT The Securities and Fxchange Commission does not pass on the merits of or guarantee any
,.: ur Iti '_ r i.' ,r- 'i' t t.


FOR
IMMEDIATE
RELEASE


RN GAS COMPANY





CORPORATION


I





I UE N IHE FORM A N D TI A F R LI
FILE C S TAT E PRINCIPAL OFFICER TITLE REGISTERED E FILED
N"PU Y D ES C RI P T 10 000 000 000 OF PROPOSED CASH TG PRO-
P R C I P L uN ERWR I TE R DATE OFFERING STATE- SPE IS TS
REGISTRATION STATEMENTS FILED 0
REGISTRATION STATEMENTS FILED


4647












4643


DAVENPORT WATER COMPANY A2
DAVENPORT IOWA E A GEEHAN PRESS
WATER COMPANY
AFTER RECLASSIF I CATION OF SECURITIES
8100 PAR X PC CUM PFO
TOWARD RETIREMENT OF 100 PAR 6PC
CUM SERIES A PFD AND FOR PLANT AND
PROPERTY IMPROVEMENTS & ADD I TIONS
STIFEL NICOLAUS & CO INC ET AL

REGISTRATION STATEMENT ORIQ FILED -



HOFFMANN LA ROCHE INC A2
NUTLEY NJ ELMER H BOBST PRESS
MFR OF PHARMACEUTICAL SPECIALTIES
2 0 PAR $1 CUM PART CONV PFD
THRU UNDERWRITERS TO PUBLIC C
TO SAPAC CORPORATION
FOR RESALE TO CERTAIN DIRCTRS
OFF I CERS & EMPLOYEES OF
NUTLEY OR TO MEMBERS OF
THEIR IMMEDIATE FAMILIES
54 PAR COMMON RES FOR CONVERSION
FOR CONSTR DEBT AND WORKING CAP
RE 135000 SHARES PFD
HORNBLOWER & WEEKS AND
OTHERS TO BE NAMED BY AMENDMENT
RE 15000 SHARES PFD
SAPAC CORPORATION

REGISTRATION STATEMENT ORIG FILED -



TEXAS SOUTHWESTERN GAS COMPANY Al
DALLAS TEXAS ALBERT S JOHNSON PRESS
NATURAL GAS AND WATER DISTRIBUTOR
4 3-4 PC 1ST MTG SF
BONDS SERIES DUE 1956
FOR FUNDED & OTHER DEBT FOR PUR
OF PROPERTIES AND FOR WORKING CAP
E H RGLLINS & SONS INC

SEE 22-99 ENTRY RE TR INDENTR DATA

REGISTRATION STATEMENT ORIG FILED -



TRUST FUNDS INC Cl
BOSTON MASS DALTON A GRIFF I TH PRESS
INVESTMENT TRUST
COMMONWEALTH FUND INDENTURE OF
TRUST PLANS A AND B
PERIOD C PAYMENT PLANS
PLAN A WITH INSURANCE MAX
AGGR AMT NOT TO EXCEED
PLAN B WITHOUT INS MAX
AGGR AMT NOT TO EXCEED
FOR INVESTMENT
REGISTRANT IS SPONSOR

REGISTRAT ION STATEMENT ORIC FILED -


TRUST FUNOS INC C1
BOSTON MASS DALTON A GRIFFITH PRESS
INVESTMENT TRUST
COMMONWEALTH FUND INDENTURE OF
TRUST PLANS C AND 0
F FULLY PA ID PL ANS MAX
AG R 1 AMT NOT TO EXCEED
FOR INVESTMENT
RE I STRANT IS SPONSOR

RE ISTRA T ITN STATEMENT O i F I LE -


541 a71 210


7 000





1 28 41







135 000




15 000
150 000







1 28 41






$ 1 050 000






1 28 41








750

750




1 28 41







2 00




1 2. 41


471 596


421 63


AMENDMENTS FILED


TEXAS FUND I NC
DALLAS TFXA C L MORUi 1ZI
A1 I PRFVIOUSL Y RECORDED ITE M
AMEN S I F E F ECTI V DA TE

AMINfS 0 -E l RT EFF CTI E DA TE


C1
PRESS


UN I TtO RE SO I CE F CO OR A T ION C 1
NEW YORK NY HORACE POPE PRESS
I, ,1TRAI I N TA rEMEN T I 0 FIL E) -)

AM ND) i I F R EFFECT D A T E


10 41 1

28 41 1




14 41 56 36 114


1 500 000

1 500 000












1 000 000


46461


4644















4645


691 301 129












3 REGISTRATION STATEMENTS

4630 FRONTIER REFINING COMPANY Al
DENVER COLO MAURICE H ROBINEAU PRES
REFINING & MKTNG CRUDE PETROLEUM
REGISTRATION STATEMENT ORIG FILED
AMENDMENT F I LED

R S EFFECTIVE 10 30 AM E S TIME ON

5PC 1ST MTG SERIAL
BONDS DUE JAN 1 1942 AT 100 50
DUE JUL 1 1942 AT 100 25
DUE JAN 1 1943
AT 100 125
DUE JUL 1 1943 AT 100 00
DUE JAN 1 1944 AT 100 00
DUE JUL 1 1944 AT 100 00
DUE JAN 1 1945 AT 100 00
DUE JUL 1 1945 AT 100 00
DUE JAN 1 1946 AT 99 875
DUE JUL 1 1946 AT 99 750
FOR DEBT MACHINERY & WORKING CAP
BOETTCHER & CO ET AL


4619
















4635


HAYES MANUFACTURING CORPORATION A2
GRAND RAPIDS MICH A A ANDERSON VP
MFR OF AUTO BODIES TRAILERS ETC
REGISTRATION STATEMENT ORIG FILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E S TIME

$2 PAR COMMON AT MARKET
FOR PLANT & EQUIP REPAIRS FOR PUR
OF ADOL MACHY & EQUIP FOR WK CAP
A W PORTER INC AND
SOUEY SWARTSWELTER & COMPANY



LIBBY MCNEILL & LIBBY A2
CHICAGO ILL DANIEL W CREEDEN PRESS
PREPARING CANNING & MKTNG OF FOODS
REGISTRATION STATEMENT ORIG FILED -
AMENDMENT FILED

AMENDMENT FILED
ITEMS 21 & 24 PR EX F
R S EFFECTIVE 4 30 PM E S TIME ON -

PROPOSED OFFERING AS AMENDED
87 PAR COMMON BY SWIFT & COMPANY
THRU UNDERWRITERS AT 6.875
FOR ACCOUNT OF ABOVE STOCKHOLDER
GLORE FORGAN & CO ET AL


FULLY EFFECTIVE




1 13 41 46 23
1 27 41 10 14

1 28 41


$
$





S




1

1
1



1










1
1

1

1
1





3


5 025
10 025

15 019
20 000
20 000
20 000
20 000
20 000
19 975
24 937














620 586


20 753 143


214
5






















95

10














267
13

13


9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)

4565 HAWAIIAN ELECTRIC COMPANY LIMITED A2
HONOLULU TH R A COOKE PRES
LAST PREVIOUSLY RECORDED ITEM
PRICE REPORT PER RULE 970 FILED 12 12 40 1

SUPPLEMENTAL PROSPECTUS MATL FILED 1 28 41 42



3907 INVESTMENT COMPANY OF AMERICA A2
JERSEY CITY NJ J B LOVELACE PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT OF DEC 30 1940 EFFECTIVE 1 9 41

SUPPLEMENTAL FINANCIAL DATA FILED 1 28 41 8


4623 LUZERNE COUNTY GAS & ELECTRIC CORP A2
KINGSTON PA R R VAN HORN PRES
R S EFFECTIVE 4 30 PM E S TIME ON 1 23 41

PRICE REPORT PER RULE 970 FILED 1 28 41 1
PROSPECTUS PER RULE 800B FILED 1 28 41 47



4295 REPUBLIC OF PANAMA SCH B ETC
LAST PREVIOUSLY RECORDED ITEM
SUPPI MENTAL PROSPECTUS MATL FILED 1 8 41 77

SUPPLEMENTAL PROSPECTUS MATL FILED 1 28 41 71



4633 SMELL UNION OIL CORPORATION A2
WEW YORK NY R G A VAN DER WOUDE PRES
R S EFFECTIVE 4 30 PM E S TIME ON 1 23 41

3 PRICE REPORT PER RULE 970 FILED 1 28 4 1
PROSPECTUS PER RULE BOO8 FILED 1 28 4 57






PART II TRUST INDENTURE DATA

FILE A NO STATE PRI CIPAL OFFICER TI T LE DTE
N0. SECURITY OESCRIPTIO 00 00 00
22- E C R OF ACTION


NEW FILIN(

TEXAS SOUTHWEST TERN GA, COMPANY Al
)ALLAS TEXAS ALBERT S JOHNSON PRESS
4 3-4 PC I ST MTG SF
BONDS SERI ES DUE 1956

0ATA INCLUDED IN R : --4646 FILED -
FORM ST DATA


P1rCS FILED

FORMS EXHIBITS


UNIVERSITY OF FLORIDA


S3 1262 08741 3190


1 28 41