Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00101

Full Text
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INDEX

FILE NO. ISSUER NAME
2-
3691 AMERICAN TRUSTEE FUNDS INC
3471 CALLAHAN ZINC LEAD COMPANY
4435 COLORADO SPONSORS INC

4625 CONSOL GAS EL LT AND PW CO OF BALT

4620 CONTINENTAL AIR LINES INC

4497 DIAMOND SHOE CORPORATION
3503 FINANCIAL SECURITY FUND INC
22-93 GENERAL AMERICAN INVESTORS CO INC
4612 KAUFMANN DEPARTMENT STORES INC
4634 LAKE SUPERIOR DISTRICT POWER CO

4623 LUZERNE COUNTY GAS & ELECTRIC CORP

4580 MACDONALD MINES LIMITED
22-97 MINNESOTA AND ONTARIO PAPER CO

4616 MONTANA DAKOTA UTILITIES CO
1634 RAILWAY AND LIGHT SECURITIES CO

4600 REASOR TUNG PLANTATIONS INC
4621 SAVANNAH GAS COMPANY
4633 SHELL UNION OIL CORPORATION
4622 SOUTHERN COUNTIES GAS CO OF CALIF






INSTRUCTIONS A HANDBOOK on registration procedure illustrating the method used in reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

ABBREVIATIONS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets
PHOTOCOPIES The number of pages in each document filed with the Commission is reported to facilitate
the placing of orders for photocopies. The Commission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10o per page for the first 100 pages in any single
order, and 7T per page for each page over 100 pages. In ordering, give file number and issuer name of
registration statement.

IMPORTANT The Securities and Exchange Commission does not pass on the merits of or guarantee any
securities registered with it.


SECURITIES AND EXCHANGE COMMISSION JANUARY 21, 1941
F R Washington INCLUDES
IMMEDIATE ANY STATEMENTS
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933 EFFECTIVE
(Trust Indenture Act of 1939) JANUARY 19, 20, 1941




JANFARY 21. 1941
ISSUER N A M E FOR M
CIE I nA D STATE PRINCIPAL OFFICER TITLE S E EO E PAGES FILED
F IE I N AD USTR Y UNITS REGISTERED AGOREGATE AMOUNT
O. SECUR 6Y DE C RP IT O0 000 000 000 OPS ISE
coR NC T ONER WRITER R oo0 OFFERING TATE- SPECU
AMENDMENTS FILED 0

2 AMENDMENTS FILED


4620









4497







4634








4623












1634



















4600








4633










4 r,2 ;


REASOR TUNG PLANTATIONS INC
CHICAGO ILL G L REASON
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


Al
PRESS


SHELL UNION 011 CORPORATION A2
NEW YORK NY R G A VAN OER WOUDE PRES
REG ISTRAT ION STATEMENT ORI G F ILED
NOTICE 0AN 15 SETS HRNG WASHINGTON -

AMENOMENT FILED
ITEMS 15 25 40 41 CONS PR
FX B2 F AND K
SEE 22-95 ENTRY RE TR INDENTR DATA


OtITHFERN COUNTIES GAS CO OF CALIF A2
I s ANGE LE S CAL IF F S WADE PRESS
LAST PR V I OURLY RECORDED ITEM
AM ND ME NT FILED

A uM NOMENT F ILED
ITEM 24 PR A FX F
PROPOSED OFFERING AS AMENDED
3PC 1ST MTG BONDS DUE 1971 AT 101


CONTINENTAL AIR LINES INC A2
DENVER COLO ROBERT F SIX PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT F I LED

AMENDMENT F I LED
ITEMS 4 9 14 23 24 26 30 36 39
41 FS CONS EX H & 112



DIAMOND SHOE CORPORATION A2
NEW YORK NY M L FRIEDMAN PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE



LAKE SUPERIOR DISTRICT POWER CO A2
ASHLAND WIS W J HODGKINS PRESS
REGISTRATION STATEMENT ORIG FILED

AMENDMENT F I LED
ITEMS 16 17 PR & EX A2



LUZERNE COUNTY GAS & ELECTRIC CORP A2
KINGSTON PA R R VAN HORN PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT F I LED
ITEMS 6 15 24 25 27 CONS PR
EX B4 B5 F G1 H & K1A
PROPOSED OFFERING AS AMENDED
3 1-4 PC 1ST MTG BOS 1966 AT 104 75



RAILWAY AND LIGHT SECURITIES CO A2
BOSTON MASS JAMES H ORR PRESS
REGISTRATION STATEMENT EFFECTIVE
AMENDMENT OF SEP 30 1935 EFFECTIVE -
AMENDMENT OF OCT 1 1935 EFFECTIVE -

POST EFFECTIVE AMENDMENT F I LED
FACE ITEMS 10 & 17
OFFERING DATA AS AMENDED
4 1-4 PC CONV CT
SERIES 11 BONDS 1955 AT 100
INTERIM RECE I PTS FOR ABOVE BONDS
ABOVE BONDS HAVE BEEN
CALLED FOR REDEMPTION AND
PAYMENT ON JAN 11 1941
COMMON NPV RES FOR CONVERSION
REMOVED FROM REGISTRATION
PER THIS AMENDMENT


160 000


7 856 250












4 000 000


11 615 000


82 6

13 1 42


1 21 41
$ 7 500 000


6















119

10







325

333






































282


142









234

11




AARY______ 1_,
ISSUER NAME FORM -- F- E
ILE CIT A STATE PRINCIPAL OFFICER TITLE PAGES FILED
FILE I NO U TRY UNITS REGISTERED A REGLTE AMOUNT
2O. SEC R U CRE SC UT E OF PROPOSED CASH ON
I PUR SE CO F i S REORIT 0 0 O O FIIOg -.' lT- 0P I'll
RE CORD OF ACT 0N 00 00 00 ET


3 REGISTRATION STATEMENTS
4621 SAVANNAH GAS COMPANY A?
SAVANNAH GA F W SEYMOUR PRESS
OPERATING GAS UTILITY
REGISTRATION STATEMENT ORIG FILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

R S EFFECTIVE 11 55 AM E S TIME ON -

3 3-4 PC 1ST MTG BOS 1966 AT 104
3 1-2 PC SERIAL NOTES 1942
1943
1944
1945
1946
1947
4PC SERIAL NOTES DUE 1948
DUE 1949
DUE 1950
DUE 1951
ABOVE SERIAL NOTES TO BE OFFERED
AT 103 AVERAGE TO YIELD 1.20 PC
TO 3.95 PC FOR AN AGGR AMT OF
TO REFUND DEBT TO REDEEM 25 00
PAR 7PC CUM PFD & TOWARD OTHER
I SBURSEMENTS INCIDENT TO FINANCING
CENTRAL REPUBLIC COMPANY INC


FULLY EFFECTIVE


1 040 000











412 000


8 ANNUAL REPORTS FILED (MD FORMS)

4435 COLORADO SPONSORS I NC Cl
ANNUAL REPORT ON FORM 2MD FILED 1 21 41 0

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)


AMERICAN TRUSTEE FUNDS INC C1
NEW YORK NY JOHN C GOOLD PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED -

PROSPECTUS PER SECTION 10B1 FILED -



CALLAHAN ZINC LEAD COMPANY Al
NEW YORK NY H B VAN SINDEREN PRES
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED -

PROSPECTUS PER SECTION 10B1 FILED -



CONSOL GAS EL LT AND PW CO OF BALT A2
BALTIMORE MD HERBERT A WAGNER PRESS
R S EFFECTIVE 4 30 PM E S TIME ON -
PROSPECTUS PER RULE 800B FILED

PRICE REPORT PER RULE 970 FILED



FINANCIAL SECURITY FUND INC Al
DENVER COLO CHARLES F SMITH PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENTS OF DEC 11 1940 AND
JAN 6 1941 WITHDRAWN -

PROSPECTUS PER SECTION 1081 FILED



KAUFMANN DEPARTMENT STORES INC A2
PITTSBURGH PA EDGAR J KAUFMANN PRESS
R S EFFECTIVE 12 30 PM E S TIME ON -
PROSPECTUS PER RULE 800 FILED

PRICE REPORT PER RULE 970 FILED



MACOONALD MINES LIMITED Al
MONTREAL QUEBEC LEE A BOYD PRESS
R S EFFECTIVE 4 30 PM E S TIME ON -

PROSPECTUS PER RULE 800B FILED


MONTANA DAKOTA UTILITIES CO A2
MINNEAPOLIS MINN C C YAWKEY PRESS
R S EFFECTIVE 4 30 PM E S TIME ON -
PRICE REPORT PER RULE 970 FILED

PROSPECTUS PER RULE 8008 FILED


1 7 41
1 18 41

1 21 41


36 249

35 251


3691







3471







4625








3503









4612







4580






4616






PART II TRUST INDENTURE DATA
ILE ISSUE ER N AM E FORM
F E cI T R AND STATE PRINCIPAL OFFICER TITLE BATE
10. SECU ITY DESCRIPTION 00 00 00
S RECORD OF ACT IO


NEW FILINGS

97 MINNESOTA AND ONTARIO PAPER CO T3
MINNEAPOLIS MINN REX H KITTS PRES
5PC 1ST AND COLLATERAL
MTG INCOME BONDS 1960

APPLIC FOR OUAL OF TRUST IND FILED 1 21 41
INCLUDES
FORM Ti NORTHWESTERN NATL BANK
AND TRUST CO OF MINNEAPOLIS


U


3


2

I


JANUARY 21, 1941
PAGES FILED

MS Ellil1

DIVERSITY OF FLORIDA

lli11 llnlllltllll lll 11 It $111
1262 08741 3067


4 373

1 11


AMENDMENTS FILED


GENERAL AMERI CAN INVESTORS CO INC T3
NEW YORK NY FRANK ALTSCHUL PRESS
3 1-2 PC DEBENTURES 1952
APPLIC FOR EQUAL OF TRUST IND F I LED -

AMENDMENT TO APPL I C FOR EQUAL F I LE -
ITEM 2 OF FORM T3


SHELL UNION OIL CORPORATION A2
NEW YORK NY R G A VAN DER WOUDE PRES
2 3-4 PC 2OYR SF DEBS 1961
X PC TO X PC SERIAL
NOTES DUE 1942-1953

DATA INCLUDED IN R S 2-4633 AMEND -
ITEMS 1T & 4T OF FORM ST DATA


173


1 21 41