Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00100

Full Text





SECURITIES AND EXCHANGr. COMMISSION
Wash ington

REGISTRATION RECORD T'-''iT ACT ',F
(Trust Indenture Act of 939)


CONSOL rGAS EL LT

EMERSO N LECTR I

F I NANCI I AL tS CUR I

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I N COAM EF0UN A T I 0
I INCOME FOUNDAT IO

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tration events, and contalnini diwests of thf prircii.l r+ -itr-itlc': ;:'t:.:, may LeD otaind on r'

ABBREVIATIONS FolloclncA are some of the more freq; uetlo ;'rd Tr vi Ai:on :

A:FIi r amendment F? f tln ,icl statemr t
CONS consent PB pro ;c:'tu;
EX exhibits re-:t :l w.btci eni
FACE facing Sheets

PHOTOCOPIES The number of pages In each document filed with tile Coian:loloni l reported to fcil it i
the placing of orders for phot coiles. "he Comrrlsslon suji;1 : ;hoocopies of any document, or in
tart of any document, on CuLlic fije. Prices are 10 per ;, i'e for the first lor, ;Fdge In any i:ji:l
order, and 7N per page for each [age over 100 pages. In oir rInF, give file number and Issuer a:.;
registration statement.

IMPORTANT The Securities and '.. i.,- Cormilssion does nou: ass on thn i:t:rit of or guarantee n
i,:urlti r R l t r-.j i it1r. It.
A


FOR
IMMEDIATE
RELEASE


0 A N.A .(


F .. lo .
2-
4 635

3 5 5 B

3503

4637

3747

1197

3 933

4616

14 7





JANUARY i1. 1941
ISSUER N AME FORM IT L
CITY AND STATE PRI NCIPAL OFFICER TITLE REGITEREPAGES FILED
'i "I H D U S TR Y UNITS NETIST RED AGGREGATE AMOUNT
0 S E C U I Y 0 E S C R I P T1 0 N 000 000 000 OF PROPOSED CASH oE PI ED.
O PROPOSED CASH TRATION PRO.-
SPR I N C I P AL UN D E R R I T ER DATE OFFERING STATE- SPECTUS
RECORD OF ACTION 00 00 00 M

REGISTRATION STATEMENTS FILED


4637










46 n


FOOTE BROS GEAR AND MACH INE CORP A2
CHICAGO ILL WILLIAM A BARR PRESS
MFR OF GEARS & TRANSMISSION DEVICES
AFTER RECLASSIFICATION OF SECURITIES
60C CUM CONV PF0 NPV AT 10 50
TO REDEEM SPC CUM PFO & FOR WK CAP
A C ALLYN AND CO INC ET AL

REGISTRATION STATEMENT ORIG FILED -


WISCONSIN PUBLIC SERVICE CORP A2
MILWAUKEE WISC J P PULLI AM PRESS
OPERATING ANO HOLDING PUBLIC C UTILITY
AFTER RECLASSIFICATION OF SECURITIES
3 1-4 PC 1ST MT BDS 1971
TO PUBLIC THRU UNDERWRITERS
5100 PAR 5PC SERIES CUM PFD
FIRST IN EXCH SH FOR SH FOR
$100 PAR 7PC CUM SERIES A
6 1-2 PC CIM SERIES B AND
6PC CUM SERIES C PREFERRED
UNEXCHD TO PUB THRU UNDRS
TO PUBL IC THRU INDERWRI TERS
TOWARD REOFD OPTION OF FUNDED )DEBT
AND PFO STK 4 FOR WORKING CAPITAL
THE FIRST ROSTON CORP AND
THE WISCONS IN COMPANY
OTHERS TO RE NAAED BY AMENDMENT

SEE 2, 6 ENTRY HE TR INDENTR DATA

REGIST NATION STATEMENT OHIG FILED -


1 1B


1 050 000


45, 241 134


136 57


670


1197 I


3933


5117


AMENDMENTS FILED

INCOME FOUNDATION FUNO INC Al
AL TIMORE MD OIAV ID W HARTON PRESS
HEGISTHAT ION S IATEMENT EFFECTIVE 12
AMENDMENT OF NOV 8 1939 EFFECTIVE 11
AMENDMENT OF MAR 9R 1940 EFFECTIVE 3
AMENDMENT OF SE 21 1940 EFFECTIVE 10
AMENDMENT OF DEC 1' 1940 EFFECTIVE 1
PROSPECTUS PER SECTION 1081 FILED 1

POST EFFECTIVE AMENDMENT F I LED -
CONS AND PR


INCOME FOUNDATION FUND INC Cl
BALTIMORE MI) DAVID W BARTON PRESS
R S EFFECTIVE AS OF FEH 3 1939 ON -
AMENDMENT OF NOV 4 1939 EFFECTIVE -
AMENDMENT OF MAR 9 1940 EFFECTIVE -
AMENDMENT OF SEP 27 1940 EFFECTIVE -
AMENDMENT OF DEC 17 1940 EFFECTIVE -
PROSPECTUS PER SECT ION 10B1 FILED -

POST EFFECTIVE AMENDMENT F I LED
CONS AND PR


WORTHINGTON PUMP ANO MACHINERY CORP A2
HAR I SON NJ HARRY C BEAVER PRESS
R S EFFECTIVE AS OF MAY 19 1937 ON -
PROSPECTUS PER SECTION 1061 FILED -


POST EFFECTIVE AMENDMENT F I LED
FACE & ITEM 10
OFFERING DATA AS AMENDED
100 PAR 4 1-2 PC CONV SERIES
CUM PRIOR PFO
100 PAR 4 1-2 PC SERIES
CUM PRIOR PFD
COMMON NPV
ABOVE SHS ISSUED UNDER THIS R S
IN EXCH FOR 35114 SHS 100 PAR
7PC CUM CLASS A PFD & 66812 SHS
100 PAR 6PC CUM CLASS B PFD
COMMON NPV RES FOR CONV
SCRIP CTFS FOR FRACT SHS PFO & COM
ISSUED IN ABOVE EXCHANGES
CTFS FOR 35114 SHS 7PC PFO A 66812
SHS 6PC PFO ENDORSED AS HLDRS
ACCEPTED ABOVE OFFERS OF EXCH
100 PAR 4 1-2 PC CONV SERIES
CUM PRIOR PFD
REMOVED FROM REGISTRATION
PER THIS AMENDMENT
100 PAR 4 1-2 PC SERIES
CUM PRIOR PFO
REMOVED FROM RLGISrRATION
PER THIS AMENDMENT
COMMON NPV
REMOVED FROM REGI STATION
PER THIS AMENDMENT
CTFS FOR 18614.13 SMS 7PC PFO
AND 24521.71 SHS 6PC PFO
REMOVED FROM REGI TRACTION
PER THIS AMENDMENT


5 25 37
10 19 40


130 784








7 139



7 139


27 531


100 000



1 18 41







$26 500 000





118 580
13 420





ISSUER NAME FOR
FILE CITY AND STATE PRINCIPAL OFFICER TITLE PAGESFILED
SL N IA T NT R UNITS REGISTERED AGGREGATE AMOUNT
2- CPURP SYE O I U 000 000 OF PROPOSED CASH TRT RO-
I O RRWPRI T ER DATEo O OFFERNT E" "IBI
00 00 Do MNET


WITHDRAWAL DATA


3503


FINANCIAL SECURITY FP ND INC Al
DENVER COLO CHARLES F SMITH PRESS
R S EFFECTIVE AS OF DEC 13 1937 ON -
AMENDMENT OF JAN 12 1938 EFFECTIVE -
AMENDMENTS OF APR 19 AND
MAY 17 & 31 1938 EFFECTIVE -
AMENDMENTS OF OCT 7 AND
NOV 10 & 30 1938 EFFECTIVE -
AMENDMENT OF JAN 3 1939 EFFECTIVE -
AMENDMENT OF FEB 28 1939 EFFECTIVE -
AMENDMENTS OF MAR 18 APR 12 AND
MAY 13 & 27 1940 EFFECTIVE -
AMENDMENTS OF JUL 19 & 29 1940 EFF -
REQUEST TO WI THDRAW AMENDMENTS
OF DEC 11 1940 & JAN 6 1941 -

AMENDMENTS OF DEC 11 1940 AND
JAN 6 1941 WITHDRAWN -


1


8 ANNUAL REPORTS FILED (MD

3747 FOUNDERS MUTUAL DEPOSITOR CORP Cl
ANNUAL REPORT ON FORM 2MD FILED 1
PRINCIPAL OFFICER PER ABOVE REPORT
LOWELL 0 COLLINS PRES

9 SUPPLEMENTAL DATA (NOT FILED AS PART


4625






3558


CONSOL GAS EL LT AND PW CO OF SALT A2
BALTIMORE MD HERBERT A WAGNER PRES
R S EFFECTIVE 4 30 PM E S TIME ON -

PROSPECTUS PER RULE 800B FILED -


EMERSON ELECTRIC MANUFACTURING CO A2
ST LOUIS MO W S SYMINGTON PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED -

PROSPECTUS PER SECTION 1081 FILED -


4616 MONTANA DAKOTA UTILITIES CO A2
MINNEAPOLIS MINN C C YAWKEY PRESS
R S EFFECTIVE 4 30 PM E S TIME ON -

PRICE REPORT PER RULE 970 FILED

PART II TRUST INDEN
FILE I S SUER AM E FORM
FLE i STY A N D S TAT E PR INCIPAL OFFICER T I TLE
NO. SECURITY DESCRIPTION 0
22 RECORD OF ACTION


18 41)

FORMS)


18 41 25



OF REG. STATEMENT)


1 7

1 18




1 7

1 18

TURE

DATE
0 00


41

41

DATA


00


PAGES FILED

FORMS EXIBISTS


NEW FILINGS


WISCONSIN PUBLIC SERVICE CORP A2
MILWAUKEE WISC J P PULLIAM PRES
3 1-4 PC 1ST MTG 80S 1971

DATA INCLUDED IN R 8 2-4638 FILED -
FORM ST DATA
FORM Ti FIRST WISCONSIN TRUST
COMPANY MILWAUKEE WISC


1 18 41


I





UNIVERSITY OF FLORIDA


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