Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00096

Full Text






Washi t



(Trust indenture Act of 193')


INDEX


AXE HOUGHTON FUND I NC

BRUNSWICK BALKE COL L NDER COMPANY

F IDEL I TY FUND INC

ADOLF GOBEL I NC

HAYES MANUFACTURE NG CORPORATE ON

ILLINOIS BELL TELEPHONE COMPANY

JONES & LAUGHL I N STEEL CORP

MUTUAL FUND OF CALI FORN I A

MUTUAL INVESTMENT FUND INC

SOUTHERN NATURAL GA COMPANY

SUPERVI SED SHARES INC IOWA

UNITED RESOURCES CORPORATION


INSTRUCTIO'S A AliDb0OOK on reFistration procedure illu.':.]tibJ the method usea In retortlne reFl.
tration events, and containing divests of the trincljai r-, i:tritlon frrnm, ,ay re obtained or re-iust

ABBREVIATIOf'S Followine are some of the r.ore fr-equernly .,* .aLbtr(;vltios:

AM!F;D amendment F, rin i il ;3tatemintu
CONS consent P pro
El ex ibits RS rep F .ritlon slatjtjinet
FACE facing sheets

PHrOTOCOCIIH The number of i.a-es In eac1 docucni flleu **'h, tllr Coi";miIstlin lo Ienlr'ed to *'CTitrt-
the rpaclnp of Grders for phot'coIile.. 7e Ci 1.:. sion 1, i l [htocucc : I ;r:;.Cl,.' 7r M tr;
Tart of any document> on [utblic fiie. F'ics are, 1'. i :r;;i't for tt' fEiror l i .',: in t'-iA:r HCi:
crder, and 7' fer pge for each rafe over 10 pas. ;-
regiatration statement.

IlTeOctPrA T The Secur'itle: 1 n Ftcharife "oh'nis lon dcce.r ;I.. i';i rHi ;', rl : ;.*r .ii, .,:i
securities registered with It.


KE/ i~ ~


FLLE N 3
2-
1903

4605

3528

22-94

4619

4627

4624

4485

4597

4598

4632

4631


~


''





JANUARY 14. 1941
ISSUER NAME FORM
FILE C D STATE PRINCIPAL OFFICER TITLE UNITS RE FILED
F IE I DU STR Y UNITS REGISTERED AGGREGATE ANOUIT
N"O SEUR EDE C T! ON 000 000 0 00 OF PROPOSED CAStSH f PO.
2 I Ic N EPL" U R I T E R C A T E O FFI S l A TEo o o *1 o o E IB IT S
I2 OFF STI TE-S I $ lm
REC REGISTRATION00 00 00STATEMENTS FILED

REGISTRATION STATEMENTS FILED


4632









4631


650 209


1 14 41


461 648













1 000 000


341 32


SUPERVISED SHARES INC IOWA A2
DES MOINES IOWA T C HENDERSON PRESS
INVESTMENT TRUST
25C PAR COMMON AT MARKET
FOR INVESTMENT
T C HENDERSON AND COMPANY INC

REGISTRATION STATEMENT ORIG FILED


UNITED RESOURCES CORPORATION C1
NEW YORK NY HORACE S POPE PRESS
INVESTMENT TRUST
GENL RESERVES TRUST FUND SERIES A
FULL PAID CERTIFICATES
AT 50 00 MIN OR MULTIPLES OF
S5 IN EXCESS OF 50 00
AGGR AMT NOT TO EXCEED
FOR INVESTMENT
SPONSORED BY DEPOSITOR

REGISTRATION STATEMENT ORIG FILED -

AMENDMENTS


HAYES MANUFACTURING CORPORATION A2
GRAND RAPIDS MICH A A ANDERSON VP
REGISTRATION STATEMENT ORIG FILED -

AMENDMENT FILED
FACE FEE ITEMS 3 5 6 9 10 12
14 17 2U 21 22 23 24 26 THRU 35
38 39 41 44 45 FS CONS EX F1
15B 17 AND 18
PROPOSED OFFERING AS AMENDED
32 PAR COMMON AT MARKET
UNDERWRITING DATA AS AMENDED
A W PORTER INC AND
SOUEY SWARTSWELTER A COMPANY


ILLINOIS BELL TELEPHONE COMPANY A2
CHICAGO ILL A H MELL I NGER PRESS
REGISTRAT ION STATEMENT ORI F I LED -

AMENDMENT FILED
ITEMS 15 22 23 28 FS CONS PR
EX B3 F H1 H2 & H3
SEE 22-92 ENTRY RE TR INDENTR DATA
PURPOSE OF ISSUE AS AMENDED
TO REDEEM 3 1-2 PC 1ST & REF MTG
BONDS SERIES B 1970 TO REIMBURSE
TREAS FOR CAP EXPENDS & FOR WK CAP

3 -REGISTRATION STATEMENTS

BRUNSWICK BALKE COLLENDER COMPANY A2
CHICAGO ILL R F BENSINGER PRESS
MFR OF UGWLING A BILLIARD SUPPLIES
REGISTRATION STATEMENT ORIG FILED
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED
AMENDMENT FILED

R 8 EFFECTIVE 4 30 PM E S TIME ON

COMMON NPV BY 4 STKHLDRS AT MARKET
FOR ACCOUNT OF ABOVE STKHLDRS
LEHMAN BROTHERS AND
GOLDMAN SACHS A CO


JONES & LAUGHLIN STEEL CORP A2
PITTSBURGH PA H E LEWIS PRESS
MFR OF ROLLED STEEL PRODUCTS ETC
REGISTRATION STATEMENT ORIO FILED
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
ITEMS 15 23 24 25 27 28 CONS PR
EX B3B F G AND H2
R S EFFECTIVE 4 30 PM E S TIME ON -
APPLICATION WITHDRAWN
SEE 22-90 ENTRY RE TR INDENTR DATA

PROPOSED OFFERING AS AMENDED
3 1-4 PC 1ST MTG
BONDS SERIES C 1961 AT 100
TOWARD FUNDED DEBT AND BK LOAN NTS
MELLON SECURITIES CORP ET AL


1 14 41
200 189
1 I 1


620 586


1 9 41 85 42

1 14 41 21 43



1 14 41




FULLY EFFECTIVE




12 7 40 80 46

1 13 41 28 48
1' 13 41 9

1 14 41

40 000 970 000








1 3 41 13 58

1 11 41 48 59

1 14 41 10 60

1 14 41
1 14 41


1 14 41

a28 000 000


28 000 000


1 14 41 561 36

FILED


4619














4627














4605














4624


95

43













418

193













115

22













213

177

170






ISSUER NKAME FORM14, 41
FILE C ITY A STATE PRINCIPAL OFFICER TITLE PAGES FILED
FILE I ID S T R Y UNITS REGISTERED AG6RE6ATE AMOUNT
O. S E Cu E O 000 000 000 OF PROPOSED CASH K pro
S P R IP A T 0 E R R I I K DATE OFFERING STAT RE- N I
0R 0 F0 00 0 ENT-


3 REGISTRATION STATEMENTS
4485 MUTUAL FUND OF CALIFORNIA C1
SAN FRANCISCO CALIF A KANZEE JR PRESS
INVESTMENT TRUST
REGISTRATION STATEMENT ORIG FILED
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

R S EFFECTIVE 4 30 PM E S TIME ON -

MUTUAL FUND OF CALIF SER A TR CTFS
SINGLE PAYMENT AT 300 MIN MAX
AGGREGATE AMOUNT NOT TO EXCEED
INSTALLMENT OR ACCUMULATE PLAN
AT 1200 MIN MAX CTFS
AGGREGATE AMOUNT NOT TO EXCEED
FQR INVESTMENT
SPONSORED BY DEPOSITOR


4598 SOUTHERN NATURAL GAS COMPANY A2
BIRMINGHAM ALA C P RATHER PRESS
OPERATING AND HOLDING GAS UTILITY
REGISTRATION STATEMENT OR I G F I LED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

R S EFFECTIVE 4 30 PM E S TIME ON -

S7 50 PAR COMMON
FIRST TO STOCKHOLDERS
THRU WARRANTS AT 10 00
UNSUB MAY BE SOLD AT PUBLIC
OR PRIVATE SALE AT PRICE TO
BE FIXED BY BOARD OF DIRS
BUT NOT LESS THAN 10 00 AND
IF PUBLICLY OFFERED TERMS
BY POST EFFECTIVE AMENDMENT
FEDERAL WATER SVC CORP
HAS AGREED TO PURCHASE
AS INVESTMENT 253372 SHS
THRU STKHLDRS WARRANTS
TO PAY 2 1-2 PC NOTES & FOR WK CAP
NO UNDERWRITER NAMED

9 SUPPLEMENTAL DATA (NOT FILED AS


1903









3528







4597


AXE HOUGHTON FUND INC Al
ORIGINALLY FILED AS
ADMINI STEERED FUND SECOND INC
JERSEY CITY NJ W LANE REHM PRES
LAST PREV IOUSLY RECORDED ITEM
POST EFFECTIVE AMENDMENT FILED

PROSPECTUS PER SECTION 1081 FILED -


FIDELITY FUND INC A2
BOSTON MASS R N TALIAFERRO PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED -

PROSPECTUS PER SECTION 10B1 FILED -


MUTUAL INVESTMENT FUND INC Al
JERSEY CITY NJ HERBERT J LYALL PRES
R S EFFECTIVE 3 00 PM E S TIME ON -

PROSPECTUS PER RULE BOOB FILED -


FULLY EFFECTIVE Continued


50 000

200 000


484 379 4 843 790


43 311

41


PART OF REG. STATEMENT)


1 8 41

1 14 41 17


PART II TRUST INDENTURE DATA
FILE I SSU ER NAME FORM PAGES FILED
FILE CITY A D STATE PRINCIPAL OFFICER TITLE DATE
0. SECURITY DESCRIPTION 00 00 00 FORMS IB TS
-2- IRECORO OF ACTION


94












3


NEW FILINGS


ADOLF GOBEL INC T3
BROOKLYN NY A E NELSON PRES
4 1-2 PC CONV SERIES A
DEBENTURES DUE 1946

APPLIC FOR EQUAL OF TRUST IND FILED -
INCLUDES
FORM Tl MANUFACTURERS TRUST CO
NEW YORK NY


1 14 41





R R Te. F E
'R IPT Y C E S C T TI P TON
11 C0kD 0F


DATE
r>0 0(; o O


A E- ADilENTS FILED

I 1 1 IS K L T F f H ;K F C M F A 1 A? ,
SI A L A H E L L I N CE P RE
; 5 S 4 T M T ( ]
RON S SRI E A 1991

) I A INC LUDE IN R S -4627 AMEND 1 14 41
ITEM 47 OF FORM ST OATA


OTHER ACTIONS

JONES 4 LAUGHLIN STEEL CORP A2
PITTSBURGH PA H E LEWIS PRESS
3 1-4 PC 1ST MTG
BONDS SERIES C 1961

APPLICATION PER SECTION 304C
FILED JAN 7 1941 WITHDRAWN 1 14 41


JAINARY 14. 1941
PA.3r F ILED
T-
. ..a i ,, r BIT!:

UNIVERSITY OF FLORIDA



3 1262 08741 3224




3