Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1940

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00090
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00094

Full Text




SECUPITIES AND EXCHANGE COMMISSION
FOR Washington
IMMEDIATE JANUARY : 19?1
RELEASE REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


FILE NO.
2-
1903

4273

419

2 32 5

4573

2 74 3
4451

4624

3205

4379


INDEX

ISSUER NAME

AXE HOUGHTON FUND INC

BR A INARD STEEL CORP R AT I ON

BROWN FORMAN 0 T I LL RY COMPANY

BROWN FOR f A N 0 1 T I L LLF H Y C OMP A n Y

DELTA A I R CORPORATE ON

FISCAL FUND INC

INTERNATIONAL PAPER COMPANY

JONES & LAUGHLIN STEEL CORP

MO ROE LO AN SOC I ETY

U 1I ON LIGHT H AT AND POWER CU


INSTRUCTIONS A HANDBOOK on registration procedure illustrating the method usea In reporting regi-
tration events, and containing digests of the principal registration forms, may be obtained on re.luest.

ABBREVIATIOYS Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibit RS registration statement
FACE facing sheets

PHvioCO FIE The number :f ;ages in eact dcic iiea.t filed with the Coirjilslon is reI.rted f.icil : it.:
the p)icln of orders for i,hoitpco1i The Co~rlition suii.le photocopies of an: 'i, irn
ar~t jf ny document, on dutlic fie. Prlc..'u d.r l0( per ipe for the fir. t 1i0 pj-ee, i; irln:J-
orer, and 7 per paCe for each 1.0e over 1CO Lpars. In ortrlnsp, give file number r ;id i.:au r r. : ? r
registration statement,

IMPORTANT The Securities and Fs r chare Coil; n :c- L io n i its or -uar'-.
securities registered with it.




JANUARY 11, 1941
ISSUER ANE F OR0
F E CI T AID STA E PRINCE IPAL OFFICER TITLE PARES FILED
FILE I E D U S IT Y I UNITS REGISTERED AGGREGATE AMOUNT -
0: EP gR I S DE Cf OUE 000 000 00 OF PROPOSED CAS ATN PO

E1 rP RI P ITU 1""ITER DA E 0o OFFERING STATE- SPE ml
S9 'N 0 a,00 00 Eo o I


AMENDMENTS FILED


1903















4273









4451







4624












4379







419











2325









4573


A2
PRESS






A2
PRESS


AMENDMENT FILED
ITEMS 6 9 15 23 24 27 28 32 36
41 CONS PR EX B38 F G H2 & 126
REQUEST TO WITHDRAW APPLICATION
FILED JAN 7 1941
SEE 22-90 ENTRY RE TR INDENTR DATA


UNION LIGHT HEAT AND POWER CO A2
CINCINNATI OHIO H C BLACKWELL PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE

9 SUPPLEMENTAL DATA (NOT FILED AS

BROWN FORMAN DISTILLERY COMPANY Al
ORIGINALLY FILED ON FORM D2
LOUISVILLE KY OWSLEY BROWN PRESS
R S EFFECTIVE AS OF NOV 26 1933 ON -
AMENDMENT OF NOV 29 1933 EFFECTIVE -

EDITORS NOTE
ISSUER NAME CHANGED AUG 19 1940 PER
FORM 8K 1-123 FLD SEP 13 1940
BROWN FORMAN DISTILLERS CORP



BROWN FORIIAN DISTILLERY COMPANY Al
LOUISVILLE KY OWSLEY BROWN PRESS
R S EFFECTIVE AS OF JUL 30 1936 ON -

EDITORS NOTE
ISSUER NAME CHANGED AUG 19 1940 PER
FORM BK 1-123 FLD SEP 13 1940
BROWN FORMAN DISTILLERS CORP


DELTA AIR CORPORATION A2
MONROE LA C E FAULK PRESS
REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E S TIME

PRICE REPORT PER RULE 970 FILED
PROSPECTUS PER RULE 008 FILED


AXE HOUGHTON FUND INC Al
ORIGINALLY FILED AS
ADMINISTERED FUND SECOND INC
JERSEY CITY NJ W LANE REHM PRESS
REGISTRATION STATEMENT EFFECTIVE
AMENDMENT OF MAR 11 1938 EFFECTIVE -
AMENDMENT OF MAY 12 1938 EFFECTIVE -
AMENDMENT OF NOV 10 1939 EFFECTIVE -
RED TO WITHDRAW NOV 22 1940 AMEND -
POST EFFECTIVE AMENDMENT FILED
SEE REGISTRATION RECORD FOR -

POST EFFECTIVE AMENDMENT FILED
CONSENTS


BRAINARD STEEL CORPORATION A;
WARREN OHIO E T SPROULL PRES
REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E 8 TIME
SUPPLEMENTAL PROSPECTUS MATL FILED -

POST EFFECTIVE A MENDHENT FILED
ITEMS 33 & 34 PR


1 7 41

1 11 41


1 11 41


591 177


12 23 40 1

1 11 41 1

PART OF REG. STATEMENT)



12 1 33
12 2 33

1 11 41


11 41


I


.


INTERNATIONAL PAPER COMPANY
NEW YORK NY R J CULLEN
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDS TO DEFER EFFECTIVE DATE


JONES & LAUGHLIN STEEL CORP
PITTSBURGH PA H E LEWIS
LAST PREVIOUSLY RECORDED ITEM
APPLICATION FILED




JAhJIARY 11, 1i41
ISSUER NAME FORM
SIT Y ANi D STA E A IT P NCIPAL OFFICER T IT LET PAGES FILED
FILE I ST R Y TITE UNITS REGISTERED AGGREGATE AMOUNT EGI
2 I PU i S E C R I SP I 0N 0 0 0 0 oon OF PROPOSED CASH ThI, O P0
NO: SIr I R 1 PR
E R 0 F u DE R Rw I T 0 n DTE OFFERlG STATE- I PECTUS EXHIBITS
|E CO OF ACTION on0 o) U) OFERING

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT) -- Contnued
2743 FISCAL FUND INC Al
JERSEY CITY NJ H E VAN BUSK I RK PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECT I ON 10B1 F I LED 1 9 41 29
PROSPECTUS PER SECT I ON 1B81 F ILED 1 11 41 29


3205 MONROE LOAN SOCIETY A2
NEWARK NJ LELAND A STANFORD PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED 1 9 40 29
PROSPECTUS PER SECTION 1081 FILED 1 11 41 23
PART II TRUST INDENTURE DATA
FILE ISSUER NAMME FORM PAGES FILED
CITY A ND STATE PRINCIPAL OFFICER TITLE DATE
NO. SECURITY DESCRIPTION 00 00 00
R2 ,JECORO OF ACTION NFOMEilI


AMENDMENTS FILED


JONES & LAUGHLIN STEEL CORP A2
PITTSBURGH PA H E LEWIS PRES
3 1-4 PC 1ST MTG
BONDS SERIES C 1961
DATA INCLUDED IN R S 2-4624 AMEND -
I TEM 4T OF FORM ST DATA
NEW FORM T1 CITY BANK FARMERS
TRUST COMPANY NYC
NEW FORM T2 STEWART C PRATT
NEW YORK NY
REQ TO WITHDRAW APPLIC PER SEC 304C
F I LED JAN 7 1941


1 11 41




1 11 41


I




UNIVERSITY OF FLORIDA

3 1262 0874l1 1113083
3 1262 08741 3083