Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 3, 1941

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00084
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00084

Full Text







SECURITIES AND EXCHANGE COMMISSION
Washington

REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


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ISSUER NAVE


B F A M I l I G AN D M I

BRE W STER E P N Ai T

C 0 HI4O W E A L T H I rI.' S

CO MOr wE ALTH WATER


160 F I A PC I A L


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PRUDENT AL PERSONAL

RA I LROAD EMPLOYEES

RAILWAY AND LIG -HT S

RAILWAY AND LIGHT 9

TACOMA CO-OPERAT IVE


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0 P A T IO N

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F OR
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FILE _NL.
2-
4571

2967

1789

4437


3503





4321



4651

4887

A879


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4330

4891

1634

4584

4816


INSTRUCTIONS A HAMLiOOl. on reg l..r.ra ion proceaur Ilusrrar lin The m-tr.oG ur-.] in r-Fr r r. il r,-I;-
tratlon events, and conrainino dicero E L crie princliral recl r2 r.a in I'L.rmfi irii, E- or it r,: or. r u ; r.

ABBREVIATIOI'6 Followirng are aS te re -or i tri, murc freuuernil:, u,-] L: r.'la' l..n:

AME'L.L imenmilimnt F. tinn:iI r A:crr..-: r.
CONS consent PF ro-c:ecrtu
E) exii it F' r fer I r :i.rI, :I: rni
FACE facin- r t

PHOTOCOFIESE The number o~r ;. es In act ic.ClUient riled .,**' r. ri- :rl :.:- 1r I r ie rre o r.:1 1!: .
the place rng of orders or ph.t:'op. l- 'The 'Corri ,a n lu[[ l [,ncfl : 1- r,;, G...u.- ,nt, ..r r.:
[art of anr document, on ut l c f le. Frice- arc 1V' Ir d~ Tur t,-: fir n-.:- In i r:. : r,.i-
order, and 7'j :er page for eacrn Tage over ICi Fpage In ora'er r.-, ivt I f l- riu.rLcr 3r.' -.:u-r n :r
registration statement.

IMPORTANT The Securities ana Fychange 7omrrnislon aoe- not os- ,:,n r.n- :-,rrl ,.., .r :ur=nt'-. af;.
securities registered with it.





DECEMBER 3. 1941
SAD STE I PACIPE FILED
FILE I TAD US I TRY IIILLIi ia OEIISTCRED AISRENATT ANOINT PANES FILED
I10. S R E T 0' 000 000 00 OF PROPOSED CDASH Nsyw n.
I P II 0 T R R RI IER DATE OFFERING TATE- SFW1
RECOqi a 0 A CTIN 00 00 O 00 ENT


AMENDMENTS FILED


4571 BEAR MINING AND MILLING COMPAiNY AL
DENVER COLD JOHN H KOHLKEN PRESS
LAST PREYI UISLY RECOROE D I TEM
AMENDS TO EFFR EFFECT IVE DATE

AMENDS TO DEFER EFFELCTI I DA 1E


4321 INCOME ESTATES r AIE NI CA I NC C1
PHILADELPHIA PA ALL AN N O0 U G PRESS
REGISTRATION T ATEIINT EFFECTIVE ON -
aj i F' 4 30 PM E S TIME -
POST EFFECTIVE AMEN DMENT F LED
POST EFFECT A ENDMENT FILED
POST EFFECT vEt A ,I E I iM E F IL LED
POST EFFECT E A ME N uAE NT FILED
POST EFFECT I E AMENPJ AENT F I LE
POST EFFECT VE A4 E r D E N T FILED
RE TO WITH D An MAN 11 1941 AMEND
POS T EFFECTIVE A IEN r PEN T FILED

POST EFFECTIVE A ME rj PI E T F I LED
FACE ITEM 42 FS PR X 6 2


4651 INVESTORS FUND NiCORPORATED i
ORIGINALLY FILED AS
INSURED I VE ST O S INCORPORA TED
KANSAS CITY MO SIMPSON YEOMlArhS PRESS
R S EFFECTIVE 4 45 PM E S FIME O -
AMENDMENTS Of APR 10 i 11 1941 EF F
POST EFFECT VE AMENDI ErN T FILED
POST EFFECTIVE AMEriMENT FILED
SUPPLEMENTAL PROSPECTUS MATL FILED -

POST EFFECTIVE AMENOMENT F ILED
ITEM 36 PR EX A & Al
SUPPLEMENTAL PROP CTIJS MATL FILED -


4905 PITTSBURGH STEEL COMPANY A2
PITTSBURGH PA HENtR A ROEMER PREA
REGISTRATION STATEMENT ORIG F ILED

AMENDMENT FILED
SEE 22-165 ENTRY RE TR INDENTR DATA


4891 RAILROAD EMPLOYEES CORPOR ACTION A2
NEW YORK NY F FRANCIS BARRETTO PRESS
REGISTRATION STATEMENT ORIG F I LED

AMENDMENT FILED
ITEMS 5 15 17 21 22 23 24 25 27
30 34 36 FS CONS PR EX A2 B
F AND HI
UNDERWRITING I ATA AS AMENDED
E H ROLLIN S & SONS INC ET AL


4816 TACOMA CO-OPERATIVE PLYWOOD Al
TACOMA WASH ADOLPH M OLSON VP
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTivE DATE
FILED IN SAN FRANCISCO -

AMENDS TO DEFER EFFECTIVE DATE
FILED IN SAN FRANCISCO -

3 REGISTRATION STATEMENTS

4885 FLINTKOTE COMPANY A2
NEW YORK NY I J HARVE JR PRESS
MFR OF ASPHALT & ASBESTOS PRODUCTS
REGISTRATION STATE MENT ORIG FILED
LAST PREVIOUS v RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
FACE ITEMS 5 21 23 24 27 28 3Q
CONS PR E Al C1 AND G2
R S EFFECTIVE 4 4a PM E S TIME ON -

PROPOSED OFFERING AS AMENDED
COMMON NPV
TO BE PRESENTLY OFFERED TO 59
PERSONS WHO ARE OFFICERS AND
EMPLOfEES OF REGI STRANT
OR SUBSIDI ARIES AT 11 00
TO BE OFFERED IOT LATER THAN
DEC 19 2 TO CERTAIN OFFICERS
& EMPL EE S OF PE GI TRANT OR
SUBSI O AT PRICE EQUIVALENT
TO THE THEN PREVAIL I NG MARKET
AND mW EN OFFERED TERMS TO BE
STATED BY POST EFF AMErNOME NT
TOWARD CONSTRUCTION ODR AC i JUI SI T ION
OF ADDITIONAL FELT MILL FACILI TIES
OFFICERS AND EMPLOYEES PURCHASING
2 ABOVE SHARES F I TH A VI EW TO
PUBLIC DI ST I BUT ION MAY BE UNDS


12 3 41


11 14 41 1


12 3 41 1

FULLY EFFECTIVE


13 41

2 41

3 41


3 41

3 41




13 510






21 490


148 610





I[,rrm p I V 3. 1941
I SSUET I E F OR
C IT AND T ATE PtII CIPAL OFFICER TITLE PAGES Fr
FILE I IN 0 U S T I UNITS RIBilSTEIREDf tG6Ea I l f )'i. '
?0. C SE Cul Tr E C IPTJ 1 11ri5-
2 -P I RP 0 5 O IS PRIIT -
l p RI lL L RlIl TEQ DAIl L Ilal'1
FAECO OF A T 0Nro on N. 1 ___ ___


3- REGISTRATION STATEMENTS FULLY EFFECTT.E ---- inuea


1061 RuSE MONTH AVENUE BL 'C C P uT l 1
CHICAGO ILL LIJCIUS TEI E EI AL
APARTMENT MOTEL BUILDi N
REGISTRATION STATEuIENT CRI G FILED
AMENDMENT FI LED

R S EFFECTIVE 4 45 PM F S TIME .I -

VTC FOR COMMON NPV


5 POST EFFECTIVE AMENDMENTS


*7 a1 13 1 11
24 41 t

3 41

5 0o?0i

EFFECTIVE


1789




















1606






3503





4668


COMMONWEALTH INVESTMENT COMPANY A
SAN FRANCISCO CALIF S W COLEMAN PRESS
R S EFFECTIVE AS OF DEC 1 1935 ON -
AMENDMENT OF DEC 23 1935 EFFECTivE -
AMENDS OF MAR 16 & APR 6 1936 EFF
AMENDMENT OF NOV 16 1936 EFFECT I E -
AMENDS OF AUG 21 d SEP 2 1937 EFF -
AMENDS OF MAY 28 & JUN 27 1938 EFF
AMENDMENT OF JAN 27 1939 EFFECTIVE
AMENDMENTS OF SEP 25 OCT 30
AND DEC 26 1939 EFFECTIVE
AMENDMENT OF JANr 4 1940 EFFECTIVE
AMENDS OF AUG 15 & SEP 5 1940 EFF
AMENDS OF MAR 14 & APR 3 1941 EFF -
AMENDMENT OF MAY 20 1941 EFFECTiE -E
AMENDS OF SEP 22 & OCT 17 1941 EFF -

AMENDMENTS OF NOV 4 & 26 1941 EFF -

8 ANNUAL REPORTS FILED

FINANCIAL INDUSTRIAL FUND INC Al
ORIGINALLY FILED AS
INVESTORS INDEPENDENCE FUND INC
NAME AMENDED OCT 30 1935 TO
FINANCIAL SECURITY FUND INC
ANNUAL REPORT ON FORM 1MD F I LED


FINANCIAL INDUSTRIAL FUND INC Al
ORIGINALLY FILED AS
FINANCIAL SECURITY FUND I PC
ANNUAL REPORT FILED WITH PS 2-1606 -


FINANCIAL INDUSTRIAL FUND INC Al
ORIGINALLY FILED AS
FINANCIAL SECURITY FUND INC
ANNUAL REPORT FILE WITH RS 2-1606 -


1634 RAILWAY AND LIGHT SECURITIES CO A?
ANNUAL REPORT FI' c JUL 15 AMENDED -


4584


RAILWAY AND LIGHT SECURITIES CO
ANNUAL REPORT FILED WITH RS 2-1634
JUL 15 1941 AMENDED


9 SUPPLEMENTAL DATA (NOT FILED AS

2967 BREWSTER AERONAUTICAL CORPORATION Al
LONG ISLAND CITY NY G F CHAPL I NE PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED -

PROSPECTUS PER SECTION 1081 FILED -



4437 COMMONWEALTH WATER COMPANY A2
SUMMIT NJ W E STONEY PRESS
REGISTRATION STATEMENT EFFECTIVE ON -
AS OF 4 30 PM E S TIME
PRICE REPORT PER RULE 970 FILED
PROSPECTUS PER RULE 800B FILED

SUPPLEMENTAL FINANCIAL DATA FILEO



3907 INVESTMENT COMPANY OF AMERICA A2
JERSEY CITY NJ J B LOVELACE PRESS
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATERIAL
FILED OCT 15 1941 WITHDRAW N -
SEE REGISTRATION RECORD F OR

EDITORS NOTE
DELETE RECORD ENTRY OF OCT 17 1941
SHOWN IN RECORD OF OCT 22 1941
RE WDL OF SUPPL PROSPECTUS
MATERIAL FILED OCT 15 1941


12
12
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27 35
9 36
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8 37
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31 39

2 39
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11 41
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12 3 41





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24 41 34

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4882


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i U ER KANE FORMI
FILE I T y I ND STATE PR C I P A L OFFICER TITLE
IF E l I D US T UNITS REGISTERED AGIREGATE AN UI T
0 p R piU I 0 C IUO 1 000 000 000 OF OPPOSED CAI
2 SUPP P lP9 L PiTR IU T P DATE OFFEMENI
-ItE AOF A CT RO 00 00 00 OFFERING


9 SUPPLEMENTAL DATA ( NOT FILED AS PART OF REG. STATEMENT)


P CI F IC TELE PHOrPF AN Pi TELEGRAPH C A2
SAN F RAN C I O ALI F pi R PU LEY P E S
R S EFF ACTIVE 3 Co PM E S T I E I N -

PROSPE C ru i Ft R L LF f.I 0
F ILE I I 4 5 A r F R A N C I S 0


PRUDENFIAL P, N A L F i Nrd NCE C R A R
i AL I I MORE U n L PlI ri F I ELD P RES
LAST P N i i L Y RE CO P 0 E ITE
PR'0 P ': Tt P F T I ... r, 1 a 1 FII ED -

P Il SPE r i FER SECTI : r 10t 1 f I E
UN rll R n i ir; ATA PF AB uO E PR 0 P
R E I C HR 3 i C P A N I N C


11 25 41

12 3 41


PART II TRUST INDENTURE DATA
FILE r SI u I, [ IIF O N
N I l D I P .I P 1 AL OFFICE R T I T LE ATE
1. s I0 00 00
22 EC 0 R 0 0 F a CTI 0


DECrAER S. M i .
PAGES FILED

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UNIVERSITY OF FLORIDA

IIIII lIII IIHW l1lIIlli III 1111l
3 1262 08740 7192



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