Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
December 1, 1941

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00082
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00082

Full Text






SECURITIES AND EXCHANGE COMMISSION
Washington

REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


I rDE


FILE NO. IS
2-
4875 CAROLINA TEL

4487 CHI CAGO T ER
R IL I
CHICAGO M I LW
RAI L

4456 F I R S T I rVE T

3819 HAMI LTO J DEP

2115 INST I TUT IONA

4049 I NST I TUTI ONA

4869 INVESTORS MU


S.EnR Ni'Ef


PHONE i TELEGRAPH CO

SA U T E 4 NO S OU T h E AS TE R rN
Y C O PAP A N B C 0 M M
U EE ST PAUL A ND PACI F I C
AD COMPANY GUAR A TOP

RS SHARES CORPOR AT ION

SI T ORS CORPO RAT ION

SECURE I T IES LTO

SECURITIES LTD

UAL FUND I tC


4750 JOHN SON AUTOMA T I CS I NCOPPOR ATED


HERCK & CO I NC

NEw YOPR S T 0 C 3 IN C

PUBL I C SERVICE CO OF

PURE OIL COMPANY

ROHR AI RCPAF T CORPORA

SHAREHOLDERS CORPORATE

SHAREHOLDERS CORPORATE

R L SWA I N TOBACCO COM

TIME FINANCE COMPANY

TIME FI NANCE COMPANY

TIME FINANCE COMPANY

TRIUMPH EXPLOSIVES IN

UNITED FUNDS INC


INDIANA INC



TION
T I ON
1 0 N

ION

PANY INC


--.f 1 /. 3 9' i -


FOR
IMMEDIA TE
RELEASE


4902

3882

4893

3129

4871

1141

3104

4903

4033

4234

4901

4214

4877


INSTRUCTIONS A HA.DBOOK on registration procedure Illustratine the method usea In reporting regis-
tration events, and containing digests of the principal reglT.ration forms, may te obtained on request.

ABBREVIATIONS Following are some of the more frequently used bbreviatlons:

AMD.lD .imenament PS financial staLtements
COI:S consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets

PHOTOCOPIES The number of pages in each document filed with tre Commission is reported to facllltte
the placing of orders for photocopies. The Commlssion supplies pnotocoples of any document, or any
part of any document, on public file. Prices are 10t per page for the first C10 pages In any single
order, and 70 per page for each page over 100 pages. In ordering, give file number and issuer name of
registration statement.

IMPORTANF The Securities and Exchange Commission duesi not [ass on tn. merits l:'f or ruarantee any
securities registered with It.





DECEMBER 1. 1941
ISSUER NAME FORN
FILE CITY AND STATE PRINCIPAL OFFICER TITLE PAGE m FILED
ILE I N OU STRY UNITS REGISTERED AGIREGATE ANOUIT
no S E, DU E 0PI O' 000 000 000 OF OPOSEDCH
S E R N I A w M II ER fDATE OF FERI I OSED In
IECO T RESIST N STEMENS00 0 NFI

REGISTRATION STATEMENTS FILED


4902














4903















4901


MERCK A CO INC A2
RAHWAY NJ GEORGE W MERCK PRESS
MFR OF CHEMICALS AND DRUGS
AFTER RECLASSIFICATION OF SECURITIES
100 PAR 4 1-2 PC CUM PFO
BY ISSUER
51 PAR COMMON
BY CERTAIN STOCKHOLDERS
ISSUERS PART FOR BANK LOANS
AND GENERAL FUNDS
GOLDMAN SACHS I CO ET AL

REGISTRATION STATEMENT ORIG FILED -


R L SWAIN TOBACCO COMPANY INC Al
DANVILLE VA R L SWAIN PRESS
MFR OF CIGARETTES ETC
1100 PAR 6PC NON CUM PFO AT 85 00
I1 PAR CLASS A VOTING COMMON AT 5 00
11 PAR CLASS B NON VOTING COMMON
AT 5 00
ALSO MAY BE SOLD IN UNITS
OF 1 SH PFO S 3 SHS CLASS
B CON AT 100 00 PER UNIT
FOR MFG PLANT & EQUIP AND WORK CAP
NO UNDERWRITER NAMED

REGISTRATION STATEMENT ORIG FILED -



TIME FINANCE COMPANY A2
LOUISVILLE KY B J LENIHAN PRESS
SMALL LOANS
5PC 10YR SF DEBS DUE 1951
TO BE ISSUED IN DENOMI NATIONS
OF 500 AND 1000 PRIN AMOUNT
AT 100
OPTION WTS FOR 1 00 PAR COMMON
TO PURCHASERS OF ABOVE DEBS
ITS TO PURCHASE 25 8HS WITH
EACH 500 PRIN AMT DEBS AND
NTS TO PURCHASE 50 OHS WITH
EACH 1000 PRIN AMOUNT DEBS
NO OF WTS CALCULATED ON
DEBS OF 1000 PRIN AMOUNT
51 PAR COMMON
RES FOR WARRANTS AT 2 75
FOR WORKING CAPITAL
PIPER JAFFREY A HOPWOOD AND
THE BANKERS BOND COMPANY

REGISTRATION STATEMENT ORIG FILED -


1 2


AMENDMENTS FLE
AMENDMENTS FILE


1 41








400 000






400

20 000



1 41

D


4869 I


4893










1141














2


INVESTORS MUTUAL FUND INC
KANSAS CITY MO SIMPSON YEOMANS ET
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMEN[,3 TO DEFER EFFECTIVE DATE


Al
AL


PUBLIC SERVICE CO OF INDIANA INC A2
INDIANAPOLIS IND R A GALLACHER PRESS
LAST PREVIOUSLY RECORDED ITEM
EDITORS NOTE

AMENDMENT FILED
ITEMS 5 6 7 9 14 21 23 29 38
CONS PR EX B3 84 F1 F2 G A 115
SEE 22-162 ENTRY RE TR INDENTR DATA


SHAREHOLDERS CORPORATION Al
SEATTLE WASH BEN B EHRLICHMAN PRES
R S EFFECTIVE AS OF OCT 15 1935 ON -
AMENDMENTS OF APR 26 MAY 24 a
JUL 12 A 26 1937 EFFECTIVE
AMENDMENTS OF NOV 21 1938 AND
JAN 25 A FEB 7 1939 EFF -
POST EFFECTIVE AMENDMENT FILED
PROSPECTUS PER SECTION 10B1 FILED

POST EFFECTIVE AMENDMENT FILED
ITEM 32 CONS AND PR
PROSPECTUS PER SECTION 10BI FILED -



CONTINUED ON NEKT PAGE


53 690

30 000



12 1 41





1 000
3 500

50 000


85 000
17 500

250 000















400 000








55 000


7"2 34


431 35


63 20


128


111 206





IDICUB(9 1. 1941

LE CITY A I ST ATE PRINCIPAL OFFICE TITLE SS OESF LDO

0O S E I s I IO E D O 0
S A D00 E00 000 O PF P OSE CASH L D po .
c9 B A a I E I tC DATE OF FERI O SAE- = MI L
.IAl I 00 00 00

AMENDMENTS FILED Continued


SHAREHOLDERS CORPORATION Al
SEATTLE WASH BEN B EHRLICHMAN PRESS
R 8 EFFECTIVE AS OF JUL 15 1937 ON -
AMENDMENTS OF NOV 21 1938 AND
JAN 35 a FEB 7 1939 EFF -
POST EFFECTIVE AMENDMENT FILED
PROSPECTUS PER SECTION 10B1 FILED -

POST EFFECTIVE AMENDMENT FILED
ITEM 32 CONS AND PR
PROSPECTUS PER SECTION 10B1 FILED -


3104











4877


Al
PRESS



35


8 ANNUAL REPORTS FILED (MD

4487 CHICAGO TERRE HAUTE AND SOUTHEASTERN
RAILWAY COMPANY B COMM
CHICAGO MILWAUKEE ST PAUL AND PACIFIC
RAILROAD COMPANY GUARANTOR D1
ORIGINALLY FILED AS
CHICAGO TERRE HAUTE AND
SOUTHEASTERN RY CO B COMM
ANNUAL REPORT ON FORM 4MD FILED 12

9 SUPPLEMENTAL DATA (NOT FILED AS PART


CAROLINA TELEPHONE A TELEGRAPH CO A2
TARBORO NC J R PORTER PRESS
R S EFFECTIVE 4 45 PM E S TIME ON -
PRICE REPORT PER RULE 970 FILED -

PROSPECTUS PER RULE BOO FILED
SUPPLEMENTAL PROSPECTUS MATL FILED -


FIRST INVESTORS SHARES CORPORATION C1
NEW YORK NY JOHN L THOMAS PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED -

PROSPECTUS PER SECTION 1081 FILED -


HAMILTON DEPOSITORS CORPORATION Cl
DENVER COLO HAROLD HUBER PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS OF DEC 2 1940 FEB 3 APR 2
A 28 JUL 28 AND NOV 12 18 19
a 21 1941 EFFECTIVE -

PROSPECTUS PER SECTION 1081 FILED -


INSTITUTIONAL SECURITIES LTD Al
JERSEY CITY NJ EMLEN S HARE PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1061 FILED -

SUPPLEMENTAL PROSPECTUS MATL FILED -


INSTITUTI ONAL SECURITIES LTD Al
JERSEY CITY NJ EMLEN S HARE PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED

SUPPLEMENTAL PROSPECTUS MATL FILED -


JOHNSON AUTOMATICS INCORPORATED Al
NEW YORK NY MELVIN M JOHNSON JR PRESS
LAST PREVIOUSLY RECORDED ITEM
SUPPLEMENTAL PROSPECTUS MATL FILED -

SUPPLEMENTAL PROSPECTUS MATL FILED -


2a 41 2
1 41 39 51



FORMS)







1 41 96

OF REG. STATEMENT)


UNITED FUNDS INC
PHILADELPHIA PA THOMAS H RUTH
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDMENT FILED
ITEMS 16 19 20 26 27 33 34
36 37 38 39 FS CONS AND PR


4875








4456







3819









2115







4049







4750





IS E I E AME F O 0M0 DECEMBER L; 194.
IL y A N D STATE P INC IPAL OFFICER TITLE PAGES FILED
FILE I N O u S VT UIlTS REGISTERED A ASIRESATE AMOUNT 0-I"I
S EU R I I DE CRI I I ;TlIO 100 000 000 N l
20- u: l u OF PROPOSED ECASH N mT 1111173 1c
P, CIP 1L DRw R ITER DATE =OFFEERING STAINlT'M
1I CO OF A T IO 0 0 O0 00 ,OF C

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG STATEMENT) -- Continued I2t

3e82. NEW rOR S LT0( S INC Al
JERSEv C T No HIUGH I LONG PRESS 4h 7I
SUPPLEMENT AL F INANC IAL DATA FILED 6 30 41 21 O
ANNUAL rE PiiRT FI LEn I rn RS 2-2286 9 2 41 63 -- Or
R nqp E C T US F R SEC T I 1 0 B F ILED 12 1 41 32


312 PURE i L COMF ANY A 2
CHIC GO Il L HEN V M OA I ES PRESS
LAST P FVI OU L Y RECuRDED ITEM
PROSFEC I S PER SECTION 1081 FILED 11 24 41 69
SI U PP L EM NTA L 'PR ) PF CTU M IL FILED 12 1 a 1


41 71 R" HR A IRC I AF T c c 0 PO P TIO I A1
CHIJL A VI T A ALIF FRED H R OHR PRE S
r EFFECTIA F 4. a 4 M E I I E ON 11 26 41
PR SPEC T US PER RULE 8 0
F i E IN SAN F R ANCISCO 11 29 41 26
PRICE REP R T PER RULE 970
FILE iN SAN FRANCISCO 12 1 41 1


403 3 TIME F I NAN E COuM AN 42
PADUCAH v B J LENIHAN PRESS
LAST PRE V iij L RECORDED ITEM
P CE 'EPOPr PER p 'JLE ?0 F ILED 8 14 39 1

ED TORS NOTE 12 1 41
ADDRESS PER RS 2-4901 FLD DEC 1 1941
LOUISVILLE KIl


4234 TIME F I NANCE COMPANY A2
PADUCAIM iy B J LENIHAN PRESS
R S EFFECTIVE 30 PM E S T I ME ON 12 4 39
PRICE REPORT PER PULE 970 FILED 12 14 39 1
PROSPECTUS PER RULE 8 0 F ILED 12 14 39 19
EDITORS NOTE 12 1 41
ADDRESS PEP PS 2-4901 FLD DEC 1 1961
LOU SVILLE K


4214 TRI UMPH E PLOSI ES INC A2
ELK TON MD GUSTAVE H KANN PRESS
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 1081 FILED 10 21 41 44
PROSPECTUS PER SECTION 1081 FILED 12 1 41 44





PART n TRUST INDENTURE DATA
FILE I SSUE INE FORM PAlES FILED
FL CI T I A D STATE PRINCIPAL BFFICEI TITLE I DATE
0. ISECU AIT OESCRI P IO 00 00 00 FM I I M
22- 0 ECO 0 OF ACT 1 0 NFONS 1lmS

AMENDMENTS FILED

162 PUBLIC SERVICE CO OF INDI ANA INC A2
INDIANAPOLIS IND R A GALLAGHER PRESS
3 3-8 PC 1ST MTG
BONDS SERIES 0 1971
DATA INCLUDED IN R 1 2-4893 AMEND 12 1 41
ITEMS 2 T A 3T FORM ST DATA 2