Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
October 28, 1941

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00053
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00053

Full Text







SECURITIES AND EXCHANGE COMMISSION
Washington

REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


NOk.M4rF. 1.n. lC4.11


INDEX

ISSUER NAME


ABBOTT LABORAT

COMMODITY CORP

COMMONWEALTH I


4885 FL INTKOTE COMPANY

3524 FOUNDATION PLAN

4890 HASTINGS MANUFAC

4827 HOUSTON L I GHT I

4727 KIRKLAND GOLD RA

4873 MARMON HEPRI NGTO

4883 MARSHALL F I ELD 1

4886 MIDWEST TOOL &

4887 MOBILE GAS SERPV

4884 PACIFIC GAS AND

4798 PENINSULA PLYWOOD

4863 PHILADELPHIA ELE

4830 SOUTHEASTERN I ND

4157 SOUTHEAST TERN I ND

1598 UN I TED WHOLE SALE


IES

A T I 0

ESTMENT COMPANY

Y

INCORPORATED

TUR ING COMPANY

& POWER COMPANY

ND LIMITED

N COMPANY INC

COMPANY

HF G CO

CE CORPORATION

ELECTRIC COMPANY

D CORPORATION

CTRI C COMPANY

I ANA POWER COMPANY

USTRI AL LOAN CO

ORUGGI STS OF CHI C An
I N C


SE _./ ;_,^/.7 j


FOR
IMMEDIATE
RELEASE


-A


FILE NO.
2-
4899

1326

1789


INSTRUCTIONS A hAIIDBOOk on reglstratlon procedure l]lustrat.nlr the rmth:.-J uc.J Ir, r-cir'Inc rerl--
tratlon events, and containing agee;st or the princl~al re;isrralorn frcrr, ,.,:, e Lc.talnrie on r-.ut-r..

ABBREVIATIOtS Following are some of the more Irequently u-ea it.brevliti.In-:

AMENID amendment FS rinancall statempients
CONS consent PP pros-ectus
EX exhibits PS registration statement
FACE facln3 sheets

PHOTOCOPIES The number of pages In each document filed with tne Corrcuilslon is reported to facll lata
the placing of orders for photocopies. The Commission suC ilet photcopiles of any adOcunmrnt. or iro
part or any document, on public file. Prices are 10D per page for the flr-.r l" [r page'- In any single
order, and 7( per page for each page over 100 pages. In ordering. egve file number anr3 li-sur narme o.'
registration statement.

IMPORTANT The Securities and Fxchange Commission does not fis. cOn tni r, rlir ...f r rur.-u ntcdc An
securities registered with It.


:::~





_ _. ...NOVEMBER 28. 1941


L


I REGISTRATION STATEMENT

4899 ABBOTT LABORATORIES A2
NORTH CHICAGO ILL S 0 CLOUGH PRES
MFC PHARMACEUTICAL CHEMISTS
1100 PAR 4PC CUM PFD
TO REDEEM 100 PAR 4 1-2 PC CUM
CONV PFD TO REPLACE WORKING CAP
AND FOR TREASURY FUNDS
A C BECKER 1 CO INC ET AL
REGISTRATION STATEMENT ORIG FILED 11


S FILED




30 000




28 41 69 37 20


AMENDMENTS FILED


COMMONWEALTH INVESTMENT COMPANY A1
SAN FRANCISCO CAlIF S W COLEMAN PRESS
R S EFFECTIVE AS OF DEC 19 1935 ON
AMENDMENT OF DEC 23 1935 EFFECTIVE -
AMENDS OF MAR 16 & APR 6 1936 EFF
AMENDMENT OF NOV 16 1936 EFFECTIVE
AMENDS OF AUG 21 A SEP 2 1937 EFF -
AMENDS OF MAY 28 & JUN 27 1938 EFF
AMENDMENT OF JAN 27 1939 EFFECTIVE -
AMENDMENTS OF SEP 25 OCT 30
AND DEC 26 1939 EFFECT IVE
AMENDMENT OF JAN 4 1940 EFFECTIVE
AMENDS OF AUG 15 & SEP 5 1940 EFF -
AMENDS OF MAR 14 & APR 3 1941 EFF
AMENDMENT OF MAY 20 1941 EFFECTIVE -
AMENDS OF SEP 22 & OCT 17 1941 EFF -
POST EFFECTIVE AMENDMENT F I LED
PROSPECTUS PER SECTION 10B1 FILED -
POST EFFECTIVE AMENDMENT F I LED
ITEM 34 AND PR
PROSPECTUS PER SECT I ON 1081 FILED -


FL INTKOTE COMPANY A2
NEW ORK NY I J HARVEY JR PRESS
LAST PREVIOUSLY RECORDED ITEM
AMtNOMENT F ILED
AMENDMENT FILED
FACE ITEMS 21 22 23 24 26 27
28 29 34 41 FS AND EX 110
PROPOSED OFFERING AS AMENDED
COMMON NPV
OF WHICH SHARES
A CERTAIN NUMBER TO BE STATED
BY AMEND WILL BE PRES OFFRD
TO SUCH OFFICERS i EMPLS OF
REGISTRANT & SUBSIDIARIES
AT SUCH PRICES AS BOARD OF
DIRECTORS MAY DETERMINE BUT
AT NOT LESS THAN MARKET
BALANCE TO BE OFFERED NOT
LATER THAN DEC 1942 TO SUCH
OFF ICERS AND EMPLOYEES OF
REGISTRANT & SUBSIDIARIES
AT SUCH PRICES AS BOARD OF
DIRECTORS MAY DETERMINE BUT
AT NOT LESS THAN MARKET
WHEN OFFERED TERMS
TO BE STATED BY POST
EFFECT VE AMENDMENT
UNDERWRITING DATA AS AMENDED
OFFICERS AND EMPLOYEES PURCHASING
ABOVE SHARES IF WITH A VIEW TO
PUBLIC DISTRIBUTION MAY BE UNDS


HASTINGS MANUFACTURING COMPANY A2
HASTINGS MI CH A E JOHNSON PRESS
REGISTRATION STATEMENT ORIG FILED
IN CLEVELAND -

AMENDMENT F I LED IN CLEVELAND -
ITEMS 5 6 7 9 21 22 23 25 26 28
38 39 PR EX F1 AND F2
PRIN UNDRWRTRS NAMED BY AMEND
SCHRODER ROCKEFELLER & CO INC
ET AL


11 28 41
35 000















11 28 41


11 28 41


'u" '"' A '1 Fe
FILE CIT V A N STATE PRI CIPAL OFFICER TITLE g PANES FILED
I IN I T AT I lITS REISITENED AIREEIATE ANODIT
2"- aSEC1l 000 000 000 OF OPOSI CAN
2 0 O I0I I ll r 10 4 OF F lE)eSINS:To P
V E ECOII I lR DATEo OFFENINI ll Mi
EP1~ LT0E 00 00 00


1789


48851


4890




















2


.ii





s I At F1 RM I NOVEMBER 28. 194:

S- O 1 A S TE0 I I TCS 1 l Mi s
I2I 0ME0 0D OFFER L IC I 9Iue
O2 AMENDMENTS FILED Gooa ln d

2 AMENDMENTS FILED Conllnuld


4827


HOUSrON LIGHTING A POWER COMPANY A2
HOUSTON TEX S R BERTRON PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
ITEMS 5 6 7 9 10 11 12 21 22 23
24 25 26 33 34 40 41 45 47 FS
CONS PR E X G G2 LI AND L2
PROPOSED OFFERING AS AMENDED
COMMON NPV
BY NATL POWER & LIGHT COMPANY
TO BE ISSUED IN EXCH FOR 6PC
PFO STK OF NATL PW LIGHT CO
ON BASIS 2 SHS HOUSTON FOR
1 SHARE NATIONAL POWER A LT
IF NATL PW & LIGHI CO
HOLDS AS MUCH AS 5PC OF
COM STK OF REGISTRANT AT
TERMINATION OF EXCH PLAN
IT WILL DISPOSE OF SUCH
HLDGS AS PROMPTLY AS
PRACTICABLE PER ITEM 47
AND TERMS WILL BE STATED
BY POST EFFECTIVE AMEND
IF PUBLICLY OFFERED
UNDERWRITING DATA AS AMENDED
NO UNDERWRITER NAMED


KIRKLAND GOLD RAND LIMI TE D
MONTREAL QUEBEC J T TEBBUTT
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDMENT FILED
ITEM 29


Al
PRESS


4886 MIDWEST TOOL & MFG CO S2
DETROIT MICH C M SUTTON PRESS
REGISTRATION STATEMENT ORIG FILED
i N CLEVELAND -

AMENDS TO DEFER EFFECTIVE DATE
FILED IN CLEVELAND -



4887 MOBILE GAS SERVICE CORPORATION A2
MOBILE ALA H CARL WOLF PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT F ILED

AMENDMENT FILED
ITEMS 4 THRU 9 15 17 21 23 27
28 31 32 40 41 FS CONS PR
EX ALA BA FL F2 F3 B1A8 IRIB
I 1C AND IB1D
SEE 22-161 ENTRY RE TR INDENTR DATA
PURPOSE OF ISSUE AS AMENDED
TOWARD FUNDED DEBT i TO ESTARLI SH
CONSTR FUND TO PROVIDE FOR THE
ACQUISITION OR CONSTRUCTION OF
ADDI TIONAL PROPERTY & FOR EXPENSES



4798 PENI NSULA PLYWOOD CORPORATION Al
SEATTLE WASH CARL JACOBSON PRESS
LAST PREVIOUSLY REC-ORDED ITEM
AMENDMENT FILED

AMENDS TO DEFER EFFECTIVE DATE

6 SUSPENSION DATA (INCLUDING HE

4157 SOUTHEASTERN INDUSTRIAL LOAN CO Al
SALISBURY MD CLIFTON M E I SELE PRESS
R S EFFECTIVE 4 30 PM E S TIME ON -
NOTICE SEP 27 SETS HRNG WASHINGTON -
HEARING OCT 10 POSTPONED OCT 5 TO -

STOP ORDER WITH OPINION ISSUED -
SEE RELEASE NO 2726


11 28 41




500 000









11 28 41


11 13 41


11 28 41


11 28 41


11 13 41 35 18

11 28 41 1

RINGS ANNOUNCED)



11 5 39
10 10 40
10 24 40

11 28 41


WITHDRAWAL DATA


SOUTHEASTERN INDIANA POWER COMPANY A2
RUSHVILLE IND LEROY E EASTMAN PRES
LAST PREVIOUSLY RECORDED ITEM
R S WITHDRAWAL REQUEST FILED

REGISTRATION STATEMENT WITHDRAWN -


4830






- I -"- 4; .1 "" A1' C: EII
F F s T oU-ER 3AN F s "'i --- -i A '1'20 74 7 8
F IL E I I r v AT II T h 1T?.P I l u wA U o ll q 1CE R T I T L E U E.TT I EsJo u

2 -S P E I U Y R IC O RD F 0 0 0 0 0 0 .t0.0 0 A t.
I eoo ooo oo"




PROSPECT S PE R S ACTION B 'FILED 7 2 4 3




PROSPECT S PER SECTION 10B FILED 11 41-0 --0
NATL SEC JR L T IES RESEARCH H CORP 3 1 2 0 0 7.




A
3S24 FOUNDATION PLAN INCORPORATED I Cl
ORIGINALLY FILED A S -
UNITE ENDOWMENT T FOUND AT ION I NC .
NEW YORK M SY WI L IAM H WARD PRESS 1 1
LAST PREVI USLY RECORDED ITE M
PROSPECTiuS PER SECTION 10B1 FILED- 11 1 41 0

PROSPECT TuS PER SECTION 10B1 FILED 1 1 38 41 20

UR73 MARMN NHE RRI CTO COMPARE INC AP -

IN24 O ANAPOL S PL ND A A HECRPIEN TON PR ES
P RCE REPORT PER RULE 9 LE D 11 28 1
UNITE) ElaDOWMEENT FOUNDATION Inc A T1 0 N i"N






PROSPECTUS PER RULE 800 FILED 11 28 41 E2







4RR3 MARSHALL r FIELD COMPANY A I
HI AGO ILL FRE DERRICK CORLEY PRESS
PRICE REPORT PER RULE 970 F ILED 11 28 41 *



R 4 AI FIC G AS AND ELE CTRI C COPP Y A 2
SAN FRANCISCO CALIF J S B BLACK PRESS
N S EFFECTIVE 4 45 PM E S TIME ON 11 24 41

PR ICE REPORT PER RULE 970 F I L E D 1



FILE I N SAN FRANCISCO 11 28 41 1
PROSPECTUS PER RULE BOOB
FILED IN SAN FRANCISCO 11 28 41 59


4863 PHILADEL PHIA LECTRI CC CO PANY A2
PHIL ADELPHI PA H P Li VERSI DGE PRESS
LAST PREVIOUSLY RECORDED ITEM
PRICE REPORT PER RULE 970 FILED 11 27 41 1

SUPPLEMENT AL PROSPECTUS MATL FILED 11 28 41 76


159A UN i ED WHOLESALE ORUGGI ST OF CHICAGO
INC Al
CH ICAGO ILL I F rWEBBLES PRESS
LAST PREVIO S L Y RECORDED ITE M -
PROSPECTUS PER SECT ION 10B1 FILED 7 10 *0 15

PROSPEC T S PER SECTION 10B1 FILED 11 28 '41 15
PR INCIPAL OFF I CER PER ABOVE PROP
C S FALKENHA IN ER PRESS





PART n TRUST INDENTURE DATA .
I PREV -S C IS.SUER NAME ITE M 1i
FILE CIUr AR 19!*Tl P|CIPAL. EF F-INF TFLL t PAES FILES
1 0. E CUR IT D ES C TIO j 00 00 01 -
22 JIL IC- ND 0 F ACTION 0 F .1 .i .

AKENDMENTSA. FILED

161 MO I L E GAS SERVICE CORPORATION N A' 2
MOBILE ALA H CARL OLF PRESS
I PC 1ST TC BONDS 1961' .

DATA INCLUDED IN R S 2-4887 AMEND 11 2B 41
I T E M 4 T o F F ORM- ST D-ATA .

-. QE U D A T
-O .* I .I lj Q 2 ; g
1 .RI loi" 0 -. -


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