Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
September 6, 1941

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )
periodical   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
sobekcm - AA00000590_00010
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00010

Full Text







FOR
I MI M i I E1 C
RE LE I ,E


SECURITIES AND EXCHANGE COMMIHSI ON
Washi n.ton

REGISTRATION RECORD SECURITIES ACT OF 1933
(Trust Indenture Act of 1939)


_______ ____ .


SS4PTE;MBER 6,1 i*4


INDEX

ISSUER NAME


AMERICAN BARGE LINE COMPANY

BLACK HILLS POWER AND LIGHT CO

BROWN COMPANY

EDISON BROTHERS STORES INC

FINANCIAL INDUSTRY AL FUND INC

40 EXCHANGE PLACE CORPORATE ON

HARTFORD ELECTRIC LIGHT COMPANY

INTTERNATI ONAL MERCANTILE MARINE CO

MORGAN INDUSTRIES INCORPORATED

SOUTHEASTERN INDIANA POWER COMPANY


L


FILE NO.
2-
4739

4832

22-115

4831

4668

22-133

4792

2 139

1574

4830


INSTRUCTIONS A HAti'BOOK, on registration procedure illustrating the method used In reporting regis-
tration events, ina contalring digests of the principal registration forms, may be obtained on request.

ABBREVIATIONS Fo]]owLnr are some of the more frequently used abbreviations:

AMElia amendment FS- financial statements
COHS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets

PHOTOCOFIES The number of pages in each document filed with the Commission is reported to facilitate
the placing of orders for pht~tocopies. The Commission supplies photocopies of any document, or any
part of any document, on ur.ilec file. Prices are 10q per page for the first 10) pages In any single
order, ana 7q per page for ..:h page over 100 pages. In ordering, give file number and issuer name of
registration statement.

IMPORTANT The Securities .. A '-iange Comm risiforil u,. not pass on trn i: jarlE uo or quarantetc ani
securities reglsterea with it.


__


C. -




SEPTEMBER 6. 1941
I:UIER 1ANE FORmI
FILE CITY AN0 STATE PRINCIPAL OFFICE TITLE PAGES FILED
IN O S TR Y UNITS REGISTERED AGSBREATE AMOUNT
O. S E C U C 0 000 000 000 OF PROPOSED CASH

i2- EN IR TY ER"" DAT" E ESTATE IIIsT
R EEC oAR NF A T RI 00 O D0 OFFERING Em

REGISTRATION STATEMENTS FILED


48 32


1 2 1


15 0001 2 194 313


BLACK HILLS POWER AND LIGHT CO A2
RAPID CITY SD JAMES B FRENCH PRESS
OPERATING ELECTRIC UT IL I T
3 1-2 PC 1ST MTG
BONDS SERIES A 1971
TO DILLON READ & CO AT 103 25
FOR RESALE TO THE EQUI TABLE
LIFE ASSURANCE SOCIETY OF
THE UNI TE STATES
FOR I NvEST E T AT 103 75
5100 PAR 5PC CUM PFD
TO BE ISSUED TO GENERAL PUBLIC
UTILITIES INC AS PART P A IAENT
FOR DA r T A PHOPERTI E OF GE L
PUBLIC : UTILITIES INC
FOR RESALE TO PUBLIC
THRU UNDER R I TERS
S1 PAR COMMON
TO PUBLIC THRUI U DE RP I TEARS
PART OF ABOVE 100 0 0 SMS COM
STK TO BE O F E REE B I ISSUE R
ANO BAL TO RE IOFFD f GENERAL
PUB UT ILITIES E INC HO ) ILL
ACQUIRE SUCH SnS AS PART
PA MEANT FRO i I SSIE FOrf I TS
DAKOTA PROPERTY IES
TOWARD PAYME NT FOR
D A K O A PROPERTY IES E F G EIL PUBLIC
UTILI TIES INC AND DAK OTA POWER
PROPE TIES OF 0A OT A POWER COMP AN
BAL ANCE FOR WORK I C CAP ITAL
RE BODD3 NO UNOEReA TER
RE PFD AND COM STOCK
UNDRaR TR TO BE NAM E BY AMENOMT

SEE 22-140 ENTRY RE TR INO ENTR DATA

REGISTRATION STATEMENT ARIG FILED -



EDISON BROTHERS STORES INC A2
ST LOUIS MO HARRY EDISON PRES
RETAIL CHAIN WOMEN SHOE STORES
AFTER RECLASSIFICATION OF SECURI TIES
550 PAR 5PC CUM CONV PFD
CONV UNTIL SEP 15 1950
52 PAR COMMON & SCRIP FOR FRACTL SHS
RES FOR CONVERSION
FOR EQUIP IMPROVEMENTS A WORK CAP
G H WALKER & CO ET AL

REGISTRATION STATEMENT OPIG FILED -



SOU THEASTERN INDIANA POWER COMPANY A2
RUSHVILLE INO LEROY E EASTMAN PRESS
OPERATING PUBLIC UTILITY
$100 PAR 6PC SERIES CUM PFD
TOWARD ACQUISI I ON OF ALL OUTSTONG
CAP SIK AND FUNDED DEBT OF HOOSIER
PUB UIILIT CO FOR INDEBTEDNESS
BALANCE TO BE RETAIL lE D I N TREASURY
CENTRAL REPUBLIC COMPANY

REGISTRATION STATEMENT ORIG F ILED


6 41


2 BOO 000


AMENDMENTS Fl


FINANCIAL INDUSTRIAL FUND INC Al
ORIGINALLY FILED AS
FINANCIAL SECURITY FuND INC
DENVER COLO CHARLES F SMITH PRESS
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT FILED

AMENDS TO DEFER EFFECTIVE DATE



MORGAN INDUSTRIES INCORPORATED Al
PHILADELPHIA PA W WHETSTONE JR PRESS
P S EFFECTIVE AS OF SEP 18 1935 ON -
AMENDMENT OF SEP 20 1935 EFFECT VE -
AMENDS OF MAY 22 & 29 JUN 4
i 28 AND JUL 15 A 26 1937 EFF -
AMENDMENTS OF JAN 3 MAR 13 AND
APR 8 1939 EFFECTIVE -
AMENDMENT OF FEB 28 1940 EFFECTIVE -

POST EFFECTIVE AMENDMENT FILED
ITEMS 3 17 26 27 39 47 49 51 FS
CONS PR EX 1 2 3 & 4


9 400

100 000

















9 6 41








30 000

66 666



9 6 41






2 000


4831 I


4830


97 48 653


61 26


L321 69


4668










1574


46












625




SrTf h f1[r, 1
UIS tuE R NAF F 0 R-
CL AN D STAT INCIPAL OFFICER LE PAGES FILED
FILE I I DUST I UNITS RLGISTERED AGIGREGATE a OU ST
CO T Ii IT ER U T OFlERII STATE- T I IT
RIECI A 00 00 DO I

9 SUPPLEMENTAL DATA (NOT FILED AS PART OF REG. STATEMENT)

4793 HARTFORD ELECTRIC LIGHT COMPANY A2
HARTFORD CONN SAMUEL FERGUSON PRES
R S EFFECTIVE 4 45 PM E S TIME ON 7 15 41
PRICE REPORT PER RULE 970 FILED 7 31 41 1
PROSPECTUS PER RULE 8008 FILED 7 31 41 29

PRICE REPORT PER RULE 970 FILED 9 6 41 1


OTHER ACTIONS


4739 AMERICAN BARGE LINE COMPANY A2
CINCINNATI OHIO P CALHOUN JR PRES
R S EFFECTIVE 4 45 PM E S TIME ON 5 6 41
AMENDMENT OF MAY 13 1941 EFFECTIVE 5 14 41

REPORT FILED 9 6 41 2
SEE 22-114 ENTRY RE TR INDENTR DATA




PART n TRUST INDENTURE DATA
ISSUER NAME FORM EADES FILED
FILE CITY AA D STATE PRINCIPAL OFFICER TITLE DATE PA
0. ISECRI ITY DESCIIIP T IO 00 00 00
I ECE oRD oF ACTION II FORNS Ei


NEW FILINGS

140 BLACK HILLS POWER AND LIGHT CO A2
RAPID CITY SD JAMES B FRENCH PRES
3 1-2 PC 1ST MTG
BONDS SERIES A 1971

DATA INCLUDED IN R S 2-4832 FILED -
FORM ST DATA
FORM Tl CENTRAL HANOVER BANK
AND TRUST CO NYC


EFFECTIVENESS

BROWN COMPANY T3
BERLIN NH HERBERT J BROWN PRESS
GENERAL MORTGAGE BONDS
MATURITIES & INTEREST RATES OF
BONDS NOT INCLUDED IN INITIAL
ISSUE TO BE FIXED BY BOARD OF
DIRECTORS OF NEW COMPANY TO BE
FORMED UNDER PLAN OF REORGANZTN
INITIAL ISSUE OF ABOVE BONDS
DESIGNATED AS 5PC GENL MTG
CUM BONDS SERIES A 1959 IN
THE AMOUNT OF 12849300 WILL
BE ISSUED IN EXCH FOR 5 1-2
PC 1ST MTG GOLD BDS SER A & B
BONDS DESIGNATED AS 5PC
GENL MTG BONDS SER A OR IF
ALL SENIOR LIEN SECS ARE
RETIRED MAY BE DESIGNATED
AS 5PC 1ST MTG BONDS SER A
WILL BE ISSUABLE IN EXCH
FOR SUCH INITIAL ISSUE
APPLIC FOR DUAL OF TRUST IND FILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT TO APPLIC FOR EQUAL FILED -

APPLIC FOR EQUAL OF TRUST INDENTURE
EFFECTIVE 1 15 PM E S TIME ON -
APPLICATION PER SECTION 31081
FILED MAY 19 AND AMENDED
MAY 22 1941 GRANTED -


40 EXCHANGE PLACE CORPORATION T3
NEW YORK NY HARRY FORSYTH PRESS
20YR GENL MTG INCOME
BONDS DUE 1956
APPLIC FOR DUAL OF TRUST IND FILED -
LAST PREVIOUSLY RECORDED ITEM
AMENDMENT TO APPLIC FOR EQUAL FILED -

APPLIC FOR EQUAL OF TRUST INDENTURE
EFFECTIVE 1 15 PM E S TIME ON -
APPLIC PER SECTION 304C FILED AUG 18
AND AMENDED AUG 30 GRANTED -


9 6 41
4

9


9 6 41

9 6 41


115





























133


602

352











171
S2




J"~


PARTr II TRUST INDENTURE DATA .E-'EuBErp f. I194
o r PF 0 Au PAGES fiLE9
p'Lt -& i | PII| ..IP AL OFFICER TIR L DATE-
S .j 1 l ] _____I
UNIVERSITY OF FLORIDA
EFFECTIVENE'
NNljlllllllllllllllli lllllllllMlllIIW IIIIIII
S I N :F Pr I' I I I ; A -A TI I L E 14 4 .A J 1 3 1262 08740 8208
I I R Hg P F IA, L I r F.AFR L PRE
i li>P I BI S SER E 1951
4 I 1 I F ER 1 I 1
APIPLI C huh 1 UAL 0 f T I'l 11 13 I I ll I L t J 3 41 25 21
AMENDMENT TO APPLIC FOR EQUAL FILED 9 6 11 12 133
ITEMS 8 9 & EX T3C OF FORM T3
APPLIC FOR EQUAL OF TRUST INDENTURE
EFFECTIVE 1 15 PM E S TIME ON 9 6 41

PERIODIC REPORTS FILED


AMERICAN BARGE LINE COMPANY A2
CINCINNATI OHIO P CALHOUN JR PRESS
.75 PC TO 3.50 PC 1ST PFD
MTG SER RDS 1942-1951
REPORT PER SEC 313 TR INOENTR ACT -
BY THE CHASE NATL BANK OF THE
CITY OF NEW YORK


9 6 &l