Registration record, Securities Act of 1933

MISSING IMAGE

Material Information

Title:
Registration record, Securities Act of 1933
Portion of title:
Registration record, Securities Act of 1933 (Trust Indenture Act of 1939)
Physical Description:
v. : ; 28 cm.
Language:
English
Creator:
United States -- Securities and Exchange Commission
United States
Publisher:
Securities and Exchange Commission
Place of Publication:
Washington, D.C
Creation Date:
1944
Publication Date:

Subjects

Subjects / Keywords:
Securities -- Periodicals -- United States   ( lcsh )
Genre:
federal government publication   ( marcgt )

Notes

Dates or Sequential Designation:
Ceased with: June 27, 1952.
General Note:
Issues for <June 25, 1952-> have title: Registration record, Securities Act of 1933 (Trust Indenture Act of 1939).
General Note:
Description based on: May 8, 1937; title from cover.

Record Information

Source Institution:
University of Florida
Rights Management:
All applicable rights reserved by the source institution and holding location.
Resource Identifier:
oclc - 04212410
lccn - sn 87020117
Classification:
lcc - HG4909 .A47
System ID:
AA00000590:00007


This item is only available as the following downloads:


Full Text




























4315 BETHLEHEM STEEL CORPORATION DEL

5441 CARRIER CORPORATION

5427 WALTER E HOLLER &' COMPANY
5150 INVESTMENT COMPANY OF AMERICA

5424 MICROMATIC HONE CORPORATION
5351 NORTHERN INDIANA PUBLIC SERVICE CO

4135 PENNSYLVANIA POWER & LIGHT COMPANY

5412 PERFEX CORPORATION
5374 ROCKY RIVER APARTMENTS INC VT

2g- 39 SOUTHEASTERN GAS & WATER COMPANY
4959 UNt0N ELECTRIC COMPANY OF MISSOURI

15i4 UNITED WHOLESALE DROIGGISTS INC

1598 UNITED WHOLESALE DRUGGISTS OF CHICAGO
INC

4818 UNITED 'WHOLESALE DRUGGISTS OF
PITTSBURGH INC
5045 UNITED WHOLESALE DRUGGISTS OF
ST LOUIS INC
4878 WESTINGHOUSE ELECTRIC & MFG CO








IMBSTRUCTIONS A HANDBOOK on registration procedure illustrating the methodd rised in reporting regis-
tration events, and containing digests of the principal registration forms, may be obtained on request.

ABIIREVIATIONS6 Following are some of the more frequently used abbreviations:

AMEND amendment FS financial statements
CONS consent PR prospectus
EX exhibits RS registration statement
FACE facing sheets

PHOTOCOPIES The number of pages in each document filed with the Commission is reported to facilitate
the placing of orders for Dhotocopies. The Commission supplies Dhotocopies of any document, or any
part of any document, on public file. Prices are 10Q Der page for the First 100 pages in any single
order, and 76 per' page for each Gage over 100 pages. In ordering, give file number and 14suer name of
registration statement.

IMWRTUITA The Securities and Etchange Consission does not pass on the merits of or guarantee any
securities registered with it.


FILE NO. ISSUER NAME
2-





5441


CARRIER CORPORATION 81
SYRACUSE NY E C WAMPLER PRES
MFR OF AIR CONDITIONING EQUIPMT ETC
SSO PAR SX CUM CONV PFD
CONVERTIBLE PRIOR TO NOV 1 1954
FIRST TO COMMON STOCKHOLDERS
THRU WARRANTS
UNSUB THRU UNDERWRITERS
FIRST TO EMPLOYEES
THERE TO PUBLIC
THRU UNDERWRITERS
FIRST TO EMPLOYEES
THEN TO PUBLIC
IF PRICE TO PUBLIC
DIFFERS FROM PRICE
TO STKHLDRS TERMS
TO BE STATED BY
POST EFF AMENO OR
SUPPLEMENT TO PROSP
810 PAR COMMON & SCRIP FOR FRACT 8HS
RES FOR CONY NO OF SHS UNKNOWN
TO RETIRE 4 1-2 PC 10YR CONV SF
DEBS DUE 1948 & FOR INVESTMENTS IN
U S GOVT SECS WHICH MAY BE USED
FQR PLANT EXPANSION AND OTHER
CORPORATE PURPOSES
HARRIMAN RIPLEY & CO INC AND
HEMPHILL N0YES & CO
OTHERS TO BE NAMED BY AMENDMENT

REGISTRATION STATEMENT ORIG FILED -


66 507

3 493















8 2 44


AMENDMENTS FILED


WALTER E HELLER & COMPANY AS
CHICAGO ILL WALTER E HELLER PRES
REGISTRATION STATEMENT ORIG FILED
AMENDMENT FILED
FACE FEE ITEMS 5 6 16 24 27 28
41 CONS PR EX G Hi MS & 19

NORTHERN INDIANA PUBLIC SERVICE CO 81
HAMMOND IND DEAN H MITCHELL PRES
R S EFF 4 00 PM E 8 WAR TIME ON
POST EFFECTIVE AMENDMENT FILED
POST EFFECTIVE AMENDMENT Ft LED

POST EFFECTIVE AMENDMENT FILED
PART 1 PR EX 9D1 9E1 27 & 28

ROCKY RIVER APARTMENTS INC VT F1
CHICAGO ILL BARNET L ROSSET ET AL
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE

AMENDMENT FiLED
ITEMS L9 & 23 CONS PR EX Al & E


5487







5351








5374


3 REGISTRATION STATEMENTS'

5424 MICROMATIC HONE CORPOHAIION 81
DETROIT MICH KIRKE W CONNOR PRES
MFR HONING TOOLS MACHINERY & PARTS
REGISTRATION STATEMENT ORIG fILED -
LAST PREVIOUSLY RECOROED ITEM
AMENDMENT FILED -
AMENDMENT FILED -
PART 1 AND PR
A S EFF 5 30 PM E S WAR TIME ON -

310 PAR 5PC CUM CONV PFD AT 10 00
31 PAR COMMON
RES FOR CONVERSION
FOR GENL FUNDS WHICH MAY BE USED
FOR WORK CAP REDUCTION Of V LOAN
AND FOR MANUFACTURING FACILITIES
WATLING LERCHEN & CO ET AL


FU LLY EFFECTIVE



1 10 441 51

8 1 44 37
8 8 44 36

8 2 44
75 000 750 000


5 POST EFFECTIVE AMENDMENTS EFFECTIVE

5412 PERFEX CORPORATION 82
MILWAUKEE WIS JULIUS K LUTHE PRES
R 9 EFF 5 30 PM E S WAR TIME ON -1 7 8 44
AMENDMENTS OF JUL 10 & 24 1944 EFF -I 8 2 44


tugust 2, 3944
$UER NAME FORM
CITY AlD STATE PRIICIPAL OFFICER TITLE PAGES FILED
FILE I 110UST It UNITS REISTfERED AGGREGATE AMOQAT
n5 SE II ED CSP 0I 0000000 OF PROPOSED CASH! 01 FM
RE 0 OF A ONDRWRIER 0 DOME 00 OFFERING T SPECTUS



I REGISTRATION STATEMENTS FILED.





mAp 2.19C4
I1ltMAN FORM
ITL T' A A E PRICIA FFIE I L PAGES FILED
FILE IADUlS R UNITS RESISTERED AGARIEGATE Atl001T
20 SEP~ iR iDEII CR UT 0r~ ur" 0 F PROPOSED CASII GI
C 0 T ERNRITER 00 DAnOE OO OFRf ii MFAE PE IS #180



7 WITHDRAWAL DATA

5150 INVESTMENT COMPANY OF AMERICA SS
JERSEY CITY NJ J 8 LOVELACE PRES
LAST PREVIOUSLY RECORDED ITEM
POST EFFECTIVE AMENDMENT FILED -I 8 1 44 4 138
PROSPECTUS PER SECTION 10B1 FILED -1 8 2 441 20

1514 UNITED WHOLESALE DRUGGISTS INC Al
BOSTON MASS J 8 MCMAHON PRES
R S EFFECTIVE AS OF JUL ZO 1935 ON -1 7 31 3
AMENDMENT OF JUN 3 1944 EFFECTIVE -1 6 14 44
PROSPECTUS PER SECTION 10B1 FILED .I B 2 44( 15

1598 UNITED WHOLESALE DRUGGISTS OF CHICAGO
INC Al
CHICAGO ILL C S FALKENHAINER PRES
LAST PREVIOUSLY RECORDED ITEM
PROSPECTUS PER SECTION 10B1 FILED -7 24( 43 1 8It
PROSPECTUS PER SECTION 1081 FILED -I 8 2 46 18 i
PRINCIPAL OFFICER PER ABOVE PROSP
H D CONNELL PRES


4818 UNITED WHOLESALE DRUGGISTS OF
PITTSBURGH INC Ai
PITTSBURGU PA J P AGNE'W PRES
LAST PREVIOUSLY RECORDED ITEM
PRICE REPORT PER RULE 970 FILED -5 21 431 1
PROSPECTUS PER SECTION 10B1 FILED -5 21 43 14
PROSPECTUS PER SECTION 1081 FILED -1 8 2 44( 14
EDITORS NOTE -1 8 2 44
ADDRESS &PRIN OFFICER PER AMENDMENT
FLD MAR 16 1943 SHOULD HAVE READ
PITTSBURGn PA J F AGNEW PRES

5045 UNITED WHOLESALE DRUGGISTS OF
ST LOU1S INC Ai.
ST LOUIS MO LOU R YAGER PRES
R 8 EFF 5 30 PM E S WAR TIME ON -I 10 16 42
PRICE REPORT PER RULE 970 FILED -10 28 42 1
PROSPECTUS PER RULE 800B FILED -10 28 42 a
PROSPECTUS PER SECT ION 10B1 FILED -1 8 2 44( 12

10 OTHER ACTIONS -

431b BETHLEHEM STEEL CORPORATION DEL A2
NEW YORK NY EUGENE G GRACE PRES
LAST PREVIOUSLY RECORDED ITEM
REPORT FILED i 4
SEE REGISTRATION RECORD FOR 7 28 44

REPORT FILED 4
SEE 22-10 ENTRY RE TR INDEN(TR DATA

4135 PENNSYLVANIA POWER i LIGHT COMPANY Aa
ALLENTOWN PA J S WISE JR PRES
LAST PREVIOUSLY RECORDED ITEM
REPORT PER SEC 313 TR INDENTR ACT -I 8 2 43 1
SEE REGISTRATION RECORD FOR -8 3 43

REPORT PER SEC 313A TR INYDENTR ACT -I 8 1 44) 1
BY GUARANTY TRUST .CO OF NY

4959 UNION ELECTRIC COMPANY OF MISSOURI A2
ST LOUIS MO J WESLEY MCAFEE PRES
LAST PREVIOUSLY RECORDED ITEM- 1641
REPORT FILED
REPORT FILED g a4
SEE 82-187 ENTRY RE TR INDENTR DATA

4878 WESTINGHOUSE ELECTRIC & MFG CO Aa
PITTSBURGH PA GEORGE H BUCHER PRES
LAST PREVIOUSLY RECORDED ITEM-. 30 31
REPORT FILED
REPORT FILED -8 8 44 1
SSEE 82-159 ENTRY R't TR INDENTR DATA








PART II TRUST INDENTURE DATA~ as" "9W
\ I S S JP ER I8 AM f FORMI PAGES FILED
FIE C N TATE RI NCIPAL OFFICERl TIL E DATE -~
IECURITY DESCRIPTIORl 00 00 00 FRs EII
SECORD OF ACTION


PERIODIC REPORTS

BETHLEHEM STEEL CORPORATION DEL A2
nEW YORK NY EUGENE G GRACE PRES
1-8a PC TO 8.60 PC SERIAL
DEBENTURES 1941--1950
3PC CONS MTG 20YR SF
BONDS SERIES G 1960
3 1-4 PC CONS MTG 25YR
SF BDS SERIES H 1965
DATA FILED WITH R 8 2--4315 -
REPORT PER SECTION 313'
BY CITY BANK FARMERS TRUST CO

SOUTHWESTERN GAS & WATER COMPANY T3
NEWARK NJ CHARLES J GREGORY PRES
6-PC 18T LIEN CT BONDS 1951
LAST PREVIOUSLY RECORDED ITEM
REPORT PER SEC 313A TR INDENTR ACT -
REPORT PER SEC 313B TR INDENYTR ACT -
REPORT PER SEC 313A TR INDENTR ACT -.
BY COLONIAL TRUST COMPANY

UNlbN ELECTRIC COMPANY OF MISSOURI AS
ST LOUIS MO J WE8LEY MCAFEE PRES
3 3-8 PC 18T MTG
AND CT 80NDS DUE 1971
DATA FILED WITH R 8 2-4959 -
REPORT PER SECTION 313A
BY ST LOUIS UNION TRUST CO


FILED


10




















18 7







159


1 44


8 2 44






8 8 44


WESTINGHOUSE ELECTRIC & MFG CO
PITTSBURGH PA GEORGE H BUCHER
2 1-8 PC DEBENTURES 1951
DATA FILED W1TH R S 2-4878
REPORT PER SECTION 313A
BY PEOPLES PtTTSBURGH TR


Aa
PRES



CO


UNIVERSITY OF FLORIDA


3 1262 08738 0480










SECURITIES AND EXCHANGE COMWISSIOII
roI Washington
IMMED IATE AUGUSTB 3, 1944
RELEASE IGS9TO OOD -SCITE C F13
(Trust Indenture Alct of 1939)


UNIV. OF FL Lis.





U.S. DPOGITO~rY




FILE NO. ISSUER NAME
2-

5436 A880CI ATED GROCERY CO*0P
5397 BENGUET CONSOLIDATE MINt NG CO
53'17 EQUIPMENT FINANCE CORPORATION DEL
5-398 JE88 IE M HAUSSERMANN TRUSTEE
5427 WALTER E HELLER & COMPANY
2115 INSTITUTIONAL SECURITIES LTD
807 INVESTMENT COMPANY OF AMERICA
5419 JACKSONVILLE GAS CORPORATION
5060 MUTUAL INCOME FOUNDATION INC
1466 NATIONAL SECURITIES & RESEARCH CORP
97 NEW ENGLAND FUND
5351 NORTHERN INDIANA PUBL IC SERV ICE CO
5396 SAVINGS & PROFIT SHARING PENSION FUND
OF SEARS ROEBUCK AND CO EMPLOYEE AND
8EARS ROEBUCK AND CO
4760 UNITED GAS CORPORATION


IMBTRUCTIONS A HAND1BOOK mn registration procedure illustrating the method used in reporting regis-
tratim events, and cantaintag digests of the pisnlcipal registration forms, may be obtained on request.
AMRVIAT~ION8 Pollowing are some of the more frequently used abbreviations:
AMEND amendment F8 fnancial statements
CONS consent PR -prospectus
El exhibits RS registration statement
FACE facing sheets
PHOTCOPIES -` The number of pages in each document filed with the Conmmission is reported to facilitate
the placing of orders for Dhotocopies. The Cormission supplies photocopies of any document, or any
part of any document, on public file. Prices are 10e per page for the first 100 pages in any single
creer, aa$ 7e per page for each page over 100 pages. In ordering, give file number and issuer name of
registration statement.
IWAREAMEg Th Securities and Etchange Comisalon does not pass on the merits of at guarantee any
secut~te reglatered with it.


S E r. I~ ~ ; ~ CLS 3/Lj Y Y





S700 PRI.N AMT REFUNND CREDITS
TO REDUCE OUTSTANDG REFUND CREDITS
NO UNDERWRITER
REGISTRATION STATEMENT ORIG FILED
IN SAN FRANCISCO -


5 5230


7 31 44


2

5397








5377







5398








4760


AMENDMENTS FILED
BENGUET CONSOLIDATED MINING CO 81
MANILA PI JOHN W HAUSSERMANN PRES
R S EFF UNDER NOTICE OF DEFICIENCY
5 30 PM E S W-AR TIME ON -1 7
SEE REGISTRATION RECORD FOR -1 7
AMENDMENT FILED -1 8
FACE ITEMS 3 & 25 FS PR EX 0
EX A INCORPORATED BY REFERENCE

EQUIPMENT FINANCE CORPORATION PEL 81
CHICAGO ILL OTTO SCHNERING PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE -1 7
AMENDS TO DEFER EFFECTIVE DATE -1 8
AMENDMENT FILED -I 8
EXHIBIT 12

JESSIE M HAUSSERMANN TRUSTEE C2
NEWI RIC.HMOND OHIO INDIVIDUAL
R 8 EFF UNDER NOTICE OF DEFICIENCY
5 30 PM E S WAR TIME ON -1 7
SEE REGISTRATION RECORD FOR -( 7
AMENDMENT FILED -I 8
FACE ITEMS 10 THRU 14 17 & 18
PR AND EX A & B

UNITED GAS CORPORATION AS
NEW YORK NY JOE H GILL PRES
LAST PREVIOUSLY RECORDED ITEM
AMENDS TO DEFER EFFECTIVE DATE -1 7
AMENDMENT FILED -I 8
ITEM 30


141 49


3 ~REGISTRATION STATEMENTS

5427 WALTER E HELLER & COMPANY A2
CHICAGO ILL WALTER E HELLER PRES
FINANCE COMPANY
REGISTRATION STATEMENT ORIG FILED
AMENDMENT FILED-
R S EFF 5 30 PM E S WAR TIME ON-
100 PAR 5 1-2 PC CUM PFD WW
FIRST IN EXCH FOR 62927 SHARES
525 PAR 7PC CUM PFD ON BASIS
OF FOUR SHARES OLD FOR ONE
SHARE NEW PLUS CASH
UNEXCHD THRU UNDRS AT 104
THRU UNDERWRITERS AT 104
WTS FOR $2 PAR COM ATTACHED TO PFD
EACH WARRANT CALLS FOR a SHARES
12 PAR COMMON
RES FOR'WTS AT 15 00 & 17 50
TO RETIRE 25 00 PAR 7PC CUM PFO
AND FOR WORKING CAPITAL WHICH MAY
BE USED TO REDUCE INDEBTEDNESS
OTHER THAN FUNDED OEBT
F EBERSTADT & CO ET AL


1 636 024
1 223 976


962 500


5 POST EFFECTIVE AMENDMENTS EFFECTIVE


5419






2


JACKSONVILLE GAS CORPORATION S1
JACKSONVILLE FLA ALVA F TRAVER PRES
R S EFF 4 45 PM E S WAR TIME ON-
PRICE REPORT PER RULE 970 FILED -
PROSPECTUS PER RULE 800B FILED -
AMENDMENT OF JUL 25 1944 EFFECTIVE


40tHIS 3, 194 4
W$E AE FORM
FLE CITY AND STATE PRINCIPAL OFFICER TITLE PAGEt FILED
FiI ND USTR7 UItTS REGISTEERED AGGREGATE AMOVllT
25 SEE0E C 0I OF PROPOSED CASH Fgg a
RE 0 0 A T 01ERWR TER (0 000 00 FEIG T SCH


R RE GISYt A-TION S TA T EM E N TS 'F LED-


5436 ASSOCIATED GROCERS CO-0P 81
SEATTLE WASH BEN SWAIN PRES
COOPERATIVE WHOLESALE GROCERY
850 PAR CAPITAL
IN EXCH FOR REFUND CREDITS HELD
BY MEMBERS OF THE A880CIATIONl
ON~ B ASI 8 8F 1 4 S H AR ES F OR


FULLY EFFECTIVE


2I





5 ~POST EFFECTIVE AMENDMENTS


8351 NORTHERN INDIANA PUBLIC SERVICE CO 81
HAMMOND IND DEAN H MITCHELL PRES
R S EFF 4 OO PM E S WAR TIME ON -- 6

AMIENDMENTS OF JUL 29 31 &
AUG 2 1944 EFFECTIVE -1 8

8 ~ANNUAL REPORTS FILED (MD

2115 INSTITUTIONAL SECURITIES LTD Al
QUARTERLY REPORT ON FORM N30B1 FLD -1 7
FOR QUARTER ENDED JUN 30 1944
SEE R 8 811-15 FOR ABOVE REPORT

207 INVESTMENT COMPANY OF AMERICA 02
ORIGINALLY FILED ON FORM Al
QUARTERLY REPORT ON FORM N30B1 FLO -- 7
FOR QUARTER ENDED JUN 30 1944
SEE R 8 811-116 FOR ABOVE REPORT

5060 MUTUAL INCOME FOUNDATION INC C1
ANNUAL REPORT ON FORM NZOA3 FILED 7
FOR YEAR ENDED APR 30 1944
SEE R 8 811-435 FOR ABOVE REPORT

1466 NATIONAL SECURITIES a RESEARCH CORP C1
ORIGINALLY FILED AS
INDEPENDENCE FND OF NO AMER INC
QUARTERLY REPORT ON FORM N3OB1 FLO -- 7
FOR QUARTER ENDED JUN 30 1944
RE INDEP FUND DECLARTNS OF TR
SEE R S 811-129 FOR ABOVE REPORT

97 NEW ENCLAND FUND Al
ORIGINALLY FILED AS
MUTUAL AMER SECURITIES TRUST
QUARTERLY REPORT ON FORM N3081 FLD -1 7
FOR QUARTER ENDED JUN 30 1944
SEE R S 811-135 FOR ABOVE REPORT

g SUPPLEMENTAL DATA (NOT FILED AS PART

5396 SAVINGS & PROFIT SHARING PENSION FUND
OF SEARS ROEBUCK AND CO EMPLOYES AND
SEARS ROEBUCK AND CO A2
CHICAGO tLL ROBERT E WOOD CHAIRMAN
CHICAGO ILL ARTHUR S BARROWS PRES
R 8 EFF 5 30 PM E S WAR TIME ON -- 7

PRICE REPORT PER RULE 970 FILED -- 8
PROSPECTUS PER RULE 800B FILED -1 8
SUPPLEMENTAL FINANCIAL DATA FILED- 8


EFFECTIVE oind




89 *4

3 44

FORMS)


86 44) 16|


27 44




26 44






27 44







26 44


SOF REG. STATEMENT)


42


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I ASUS gITS REGISTERED AG8RIEGATE AMOWATl
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